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Sprott Physical Gold

126 hedge funds and large institutions have $358M invested in Sprott Physical Gold in 2013 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 24 increasing their positions, 58 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.19% less ownership

Funds ownership: 21.96%18.76% (-3.2%)

4% less funds holding

Funds holding: 131126 (-5)

17% less first-time investments, than exits

New positions opened: 20 | Existing positions closed: 24

23% less capital invested

Capital invested by funds: $467M → $358M (-$109M)

27% less funds holding in top 10

Funds holding in top 10: 1511 (-4)

59% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 58

Holders
126
Holders Change
-5
Holders Change %
-3.82%
% of All Funds
3.66%
Holding in Top 10
11
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-26.67%
% of All Funds
0.32%
New
20
Increased
24
Reduced
58
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WAM
1
Weiss Asset Management
Massachusetts
$63.3M +$58.3M +5,533,491 +672%
PAMP
2
Polar Asset Management Partners
Ontario, Canada
$52.6M +$10.3M +981,057 +23%
Morgan Stanley
3
Morgan Stanley
New York
$26.2M -$3.49M -331,272 -11%
PHS
4
Pekin Hardy Strauss
Illinois
$25.1M -$2.9M -275,105 -10%
SI
5
Sprott Inc
Ontario, Canada
$22.7M -$1.03M -97,400 -4%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$18.9M +$9.52M +903,112 +90%
PG
7
Portola Group
California
$12.7M -$2.21M -209,875 -14%
Goldman Sachs
8
Goldman Sachs
New York
$10.9M -$11.2M -1,065,859 -49%
ECM
9
Evergreen Capital Management
Washington
$10.8M -$6.95M -659,805 -38%
LPL Financial
10
LPL Financial
California
$9.6M -$1.45M -137,747 -13%
VF
11
Virtu Financial
New York
$5.87M +$1.73M +164,487 +39%
LCM
12
Landscape Capital Management
New Jersey
$5.2M +$5.5M +522,096 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$5.16M +$405K +38,461 +8%
LA
14
Lau Associates
Delaware
$4.91M -$427K -40,500 -8%
BFA
15
Beaumont Financial Advisors
Massachusetts
$4.9M +$186K +17,647 +4%
CBB
16
Citizens Business Bank
California
$4.53M -$1.42M -134,703 -23%
PP
17
Paloma Partners
Connecticut
$3.9M +$263K +25,000 +7%
HighTower Advisors
18
HighTower Advisors
Illinois
$3.78M -$3.04M -288,052 -43%
CS
19
Credit Suisse
Switzerland
$3.57M +$192K +18,208 +5%
RJA
20
Raymond James & Associates
Florida
$3.26M +$218K +20,650 +7%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$2.83M -$35.1K -3,331 -1%
Barclays
22
Barclays
United Kingdom
$2.75M -$2.02M -191,960 -39%
SCM
23
Seamans Capital Management
Massachusetts
$2.6M -$4.56M -432,700 -62%
BA
24
Bennicas & Associates
California
$2.56M -$394K -37,425 -13%
WA
25
WFG Advisors
Texas
$2.4M -$143K -13,574 -5%

PHYS Hedge Fund Activity: Q4 2013 in Review

126 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Sprott Physical Gold (PHYS) for Q4 2013, worth a combined $358M — down 23% from $467M a quarter earlier.

Sellers outnumbered buyers: 24 funds closed out of PHYS and 20 opened new positions — a net loss of 4 holders — while 58 trimmed existing stakes and 24 added.

The largest buyer was Weiss Asset Management, adding an estimated $58.3M. The largest seller was St. James Investment Company, exiting entirely with an estimated $75.1M sold.

  • 126 institutional investors held Sprott Physical Gold (PHYS) as of Q4 2013, down from 131 in Q3 2013.
  • Funds reported $358M of Sprott Physical Gold stock for Q4 2013, down 23% quarter-over-quarter.
  • 20 funds opened new Sprott Physical Gold positions in Q4 2013 and 24 closed out, a net change of -4 holders.
  • The largest Sprott Physical Gold buyer in Q4 2013 was Weiss Asset Management, an estimated $58.3M added.
  • The largest Sprott Physical Gold seller in Q4 2013 was St. James Investment Company, an estimated $75.1M sold.

Based on aggregated 13F filings for Q4 2013.