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Sprott Physical Gold

131 hedge funds and large institutions have $467M invested in Sprott Physical Gold in 2013 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 37 increasing their positions, 39 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 10

15% more funds holding in top 10

Funds holding in top 10: 1315 (+2)

13% more funds holding

Funds holding: 116131 (+15)

5% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 39

2.54% less ownership

Funds ownership: 24.5%21.96% (-2.5%)

5% less capital invested

Capital invested by funds: $492M → $467M (-$25.3M)

Holders
131
Holders Change
+15
Holders Change %
+12.93%
% of All Funds
4.25%
Holding in Top 10
15
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+15.38%
% of All Funds
0.49%
New
26
Increased
37
Reduced
39
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SJIC
1
St. James Investment Company
Texas
$75.1M +$190K +17,188 +0.3%
PAMP
2
Polar Asset Management Partners
Ontario, Canada
$47.4M +$32M +2,889,994 +205%
Morgan Stanley
3
Morgan Stanley
New York
$32.7M -$1.96M -177,331 -6%
PHS
4
Pekin Hardy Strauss
Illinois
$30.8M -$14.8M -1,335,045 -32%
SI
5
Sprott Inc
Ontario, Canada
$26.2M
Goldman Sachs
6
Goldman Sachs
New York
$23.8M -$16.5M -1,488,546 -41%
FIM
7
Frontier Investment Management
Texas
$21.4M -$345K -31,168 -2%
ECM
8
Evergreen Capital Management
Washington
$19.3M -$213K -19,265 -1%
PG
9
Portola Group
California
$16.4M -$220K -19,900 -1%
LPL Financial
10
LPL Financial
California
$11.6M +$4.39M +396,169 +56%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$11M -$2.93M -264,616 -21%
WAM
12
Weiss Asset Management
Massachusetts
$9.07M -$42.4M -3,824,320 -82%
SCM
13
Seamans Capital Management
Massachusetts
$7.65M -$1.64M -148,400 -18%
HighTower Advisors
14
HighTower Advisors
Illinois
$7.36M +$553K +49,906 +8%
CBB
15
Citizens Business Bank
California
$6.5M -$144K -12,974 -2%
LA
16
Lau Associates
Delaware
$5.88M -$388K -35,000 -6%
Barclays
17
Barclays
United Kingdom
$5.48M +$1.16M +105,091 +27%
MLIM
18
Mountain Lake Investment Management
Florida
$5.41M +$301K +27,148 +6%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$5.29M +$396K +35,704 +8%
BFA
20
Beaumont Financial Advisors
Massachusetts
$5.23M +$625K +56,437 +14%
BFG
21
Beacon Financial Group
Texas
$4.89M +$4.88M +440,737 New
VF
22
Virtu Financial
New York
$4.67M -$1.21M -109,000 -20%
PP
23
Paloma Partners
Connecticut
$4.04M -$132K -11,900 -3%
CS
24
Credit Suisse
Switzerland
$3.75M +$3.77M +340,098 New
RJA
25
Raymond James & Associates
Florida
$3.38M +$121K +10,953 +4%

PHYS Hedge Fund Activity: Q3 2013 in Review

131 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Sprott Physical Gold (PHYS) for Q3 2013, worth a combined $467M — down 5.1% from $492M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new PHYS positions and 10 closed out — a net gain of 16 holders — while 37 added to existing stakes and 39 trimmed.

The largest buyer was Polar Asset Management Partners, adding an estimated $32M. The largest seller was Weiss Asset Management, cutting an estimated $42.4M.

  • 131 institutional investors held Sprott Physical Gold (PHYS) as of Q3 2013, up from 116 in Q2 2013.
  • Funds reported $467M of Sprott Physical Gold stock for Q3 2013, down 5.1% quarter-over-quarter.
  • 26 funds opened new Sprott Physical Gold positions in Q3 2013 and 10 closed out, a net change of +16 holders.
  • The largest Sprott Physical Gold buyer in Q3 2013 was Polar Asset Management Partners, an estimated $32M added.
  • The largest Sprott Physical Gold seller in Q3 2013 was Weiss Asset Management, an estimated $42.4M sold.

Based on aggregated 13F filings for Q3 2013.