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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DPG
926
Duff & Phelps Utility and Infrastructure Fund
DPG
$539M
$1.82M 0.01%
119,880
-16,562
-12% -$253K
NAD icon
927
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$1.82M 0.01%
124,705
-3,028
-2% -$43.8K
DBEM icon
928
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$105M
$1.82M 0.01%
76,531
+54,114
+241% +$1.24M
AME icon
929
Ametek
AME
$55.5B
$1.82M 0.01%
18,215
+825
+5% +$78.2K
HASI icon
930
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.9B
$1.81M 0.01%
56,711
-23,025
-29% -$683K
FLQL icon
931
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.04B
$1.81M 0.01%
51,869
+27,114
+110% +$917K
GTN icon
932
Gray Television
GTN
$407M
$1.81M 0.01%
84,513
+52,621
+165% +$977K
ASML icon
933
ASML
ASML
$675B
$1.81M 0.01%
17,599
+11,996
+214% +$3.24M
CSM icon
934
ProShares Large Cap Core Plus
CSM
$509M
$1.8M 0.01%
46,910
+1,028
+2% +$37.9K
HEI icon
935
HEICO Corp
HEI
$48.9B
$1.8M 0.01%
15,914
+553
+4% +$68.1K
REGN icon
936
Regeneron Pharmaceuticals
REGN
$68.8B
$1.8M 0.01%
56,130
+1,469
+3% +$494K
TT icon
937
Trane Technologies
TT
$106B
$1.8M 0.01%
13,664
-8,548
-38% -$1.08M
CLM icon
938
Cornerstone Strategic Value Fund
CLM
$2.17B
$1.8M 0.01%
162,689
-1,338
-0.8% -$14.7K
FPF
939
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$1.79M 0.01%
75,989
-69,445
-48% -$1.65M
DBC icon
940
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$1.79M 0.01%
112,033
-9,743
-8% -$151K
PKB icon
941
Invesco Building & Construction ETF
PKB
$438M
$1.78M 0.01%
53,739
+1,523
+3% +$51K
ACC
942
DELISTED
American Campus Communities, Inc.
ACC
$1.78M 0.01%
37,896
-137
-0.4% -$6.56K
JCI icon
943
Johnson Controls International
JCI
$87.5B
$1.77M 0.01%
43,384
+892
+2% +$37.6K
CERN
944
DELISTED
Cerner Corp
CERN
$1.77M 0.01%
24,129
+505
+2% +$34.9K
MAV
945
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$1.76M 0.01%
163,187
+901
+0.6% +$9.74K
PBP icon
946
Invesco S&P 500 BuyWrite ETF
PBP
$352M
$1.75M 0.01%
81,442
+3,431
+4% +$75.6K
PFM icon
947
Invesco Dividend Achievers ETF
PFM
$788M
$1.75M 0.01%
56,836
+12,770
+29% +$381K
FEM icon
948
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
$1.75M 0.01%
65,643
+4,241
+7% +$104K
WDAY icon
949
Workday
WDAY
$33.4B
$1.75M 0.01%
11,103
+1,512
+16% +$251K
SWK icon
950
Stanley Black & Decker
SWK
$14.2B
$1.74M 0.01%
11,008
+1,093
+11% +$169K
36 37
38
39 40

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.