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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GXC icon
951
State Street SPDR S&P China ETF
GXC
$445M
$1.72M 0.01%
16,893
+950
+6% +$91.3K
SLY
952
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$1.72M 0.01%
170,679
+571
+0.3% +$39.7K
VICR icon
953
Vicor
VICR
$9.62B
$1.71M 0.01%
36,682
+11,750
+47% +$447K
HISF icon
954
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.4M
$1.71M 0.01%
36,376
+7,575
+26% +$384K
XHR
955
Xenia Hotels & Resorts
XHR
$1.98B
$1.71M 0.01%
79,060
-6,366
-7% -$135K
DHI icon
956
D.R. Horton
DHI
$41B
$1.71M 0.01%
35,842
+5,674
+19% +$303K
SPLK
957
DELISTED
Splunk Inc
SPLK
$1.7M 0.01%
11,658
+1,934
+20% +$254K
IQI icon
958
Invesco Quality Municipal Securities
IQI
$526M
$1.7M 0.01%
134,694
+5,032
+4% +$63.1K
IPAY icon
959
Amplify Mobile Payments ETF
IPAY
$154M
$1.7M 0.01%
34,265
-7,654
-18% -$364K
HEDJ icon
960
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
$1.69M 0.01%
48,070
-3,824
-7% -$132K
TAN icon
961
Invesco Solar ETF
TAN
$1.47B
$1.69M 0.01%
54,819
+22,857
+72% +$661K
PID icon
962
Invesco International Dividend Achievers ETF
PID
$913M
$1.69M 0.01%
98,900
-2,097
-2% -$34.3K
IQDF icon
963
FlexShares International Quality Dividend Index Fund
IQDF
$1.13B
$1.69M 0.01%
69,439
+4,640
+7% +$108K
BBN icon
964
BlackRock Taxable Municipal Bond Trust
BBN
$969M
$1.69M 0.01%
69,224
+45,948
+197% +$1.1M
EMN icon
965
Eastman Chemical
EMN
$7.8B
$1.67M 0.01%
21,893
+11,538
+111% +$887K
J icon
966
Jacobs Solutions
J
$15.9B
$1.67M 0.01%
23,178
-1,360
-6% -$103K
CG icon
967
Carlyle Group
CG
$16.3B
$1.67M 0.01%
52,146
-1,887
-3% -$53.3K
SEDG icon
968
SolarEdge
SEDG
$2.59B
$1.67M 0.01%
18,145
+141
+0.8% +$12.1K
RZV icon
969
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$290M
$1.67M 0.01%
23,846
+21,887
+1,117% +$1.45M
NGG icon
970
National Grid
NGG
$82.7B
$1.66M 0.01%
29,914
-6,325
-17% -$325K
RPM icon
971
RPM International
RPM
$13.7B
$1.66M 0.01%
21,763
+42
+0.2% +$3.05K
WMB icon
972
Williams Companies
WMB
$90.5B
$1.64M 0.01%
69,556
-10,110
-13% -$232K
VPL icon
973
Vanguard FTSE Pacific ETF
VPL
$8.05B
$1.64M 0.01%
23,919
-1,251
-5% -$85.8K
CCL icon
974
Carnival Corporation Ltd
CCL
$36.1B
$1.64M 0.01%
32,762
-1,798
-5% -$80.3K
HDMV icon
975
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.2M
$1.64M 0.01%
51,483
+25,100
+95% +$851K
37 38
39
40 41

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.