Ladenburg Thalmann Financial Services’s First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF HISF Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio HISF Stock Details HISF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.71M	Buy	36,376 +7,575	+26%	+$384K	0.01%	954
2019 Q3	$1.46M	Buy	28,801 +4,548	+19%	+$230K	0.01%	990
2019 Q2	$1.22M	Buy	24,253 +2,047	+9%	+$102K	0.01%	1084
2019 Q1	$1.1M	Buy	22,206 +1,518	+7%	+$74.2K	0.01%	1124
2018 Q4	$960K	Buy	20,688 +3,609	+21%	+$173K	0.01%	1084
2018 Q3	$840K	Buy	17,079 +4,979	+41%	+$247K	0.01%	1236
2018 Q2	$594K	Hold	12,100	–	–	0.01%	1442
2018 Q1	$594K	Sell	12,100 -11,748	-49%	-$592K	0.01%	1442
2017 Q4	$1.22M	Sell	23,848 -2,014	-8%	-$103K	0.01%	941
2017 Q3	$1.32M	Buy	25,862 +2,553	+11%	+$131K	0.01%	832
2017 Q2	$1.19M	Buy	23,309 +4,473	+24%	+$228K	0.01%	848
2017 Q1	$957K	Buy	18,836 +5,607	+42%	+$284K	0.01%	925
2016 Q4	$662K	Buy	+13,229	New	+$662K	0.01%	1097

Other funds holding HISF

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

RFWA

RPg Family Wealth Advisory Burlington, Massachusetts $479M AUM 25.83% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

DFPG Investments Sandy, Utah $1.28B AUM 27.55% 1-Year Est. Return

CIAS

Capital Investment Advisory Services Raleigh, North Carolina $1.37B AUM 20.71% 1-Year Est. Return

Ladenburg Thalmann Financial Services's HISF Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) stake by 26% in Q4 2019, buying an estimated $384K and bringing the position to 36,376 shares worth $1.71M. The position accounts for 0.01% of the portfolio, ranked #954.

Ladenburg Thalmann Financial Services first reported a position in HISF in Q4 2016 and has held it in 13 quarters since. 36 funds tracked by Wall St. Rank hold HISF as of Q4 2019.

Ladenburg Thalmann Financial Services held 36,376 shares of First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF worth $1.71M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 7,575 First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF shares in Q4 2019, an estimated $384K.
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #954 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF in Q4 2016 and has held it in 13 quarters since.
36 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.