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First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF

33 hedge funds and large institutions have $43.6M invested in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF in 2019 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

13% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 8

6% more funds holding

Funds holding: 3133 (+2)

1% more capital invested

Capital invested by funds: $43M → $43.6M (+$619K)

0.14% more ownership

Funds ownership: 54.07%54.21% (+0.14%)

Holders
33
Holders Change
+2
Holders Change %
+6.45%
% of All Funds
0.72%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
9
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$9.63M -$1.28M -25,667 -12%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$8.62M -$177K -3,550 -2%
LPL Financial
3
LPL Financial
California
$5.46M +$355K +7,113 +7%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$3.81M +$358K +7,170 +10%
RFWA
5
RPg Family Wealth Advisory
Massachusetts
$2.5M +$30.9K +620 +1%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$2.08M -$1.64M -32,849 -44%
AG
7
Advisor Group
Arizona
$2.07M +$68.2K +1,366 +3%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.71M -$44.6K -894 -3%
Jane Street
9
Jane Street
New York
$1.28M +$1.27M +25,515 New
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$1.22M +$102K +2,047 +9%
DI
11
DFPG Investments
Utah
$875K +$8.88K +178 +1%
DADC
12
D.A. Davidson & Co
Montana
$686K
CIAS
13
Capital Investment Advisory Services
North Carolina
$675K +$662K +13,260 New
NWM
14
Northwest Wealth Management
Iowa
$602K
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$414K -$47.1K -944 -10%
MML Investors Services
16
MML Investors Services
Massachusetts
$340K +$4.64K +93 +1%
BTS
17
BB&T Securities
Virginia
$302K +$8.88K +178 +3%
MAFM
18
Mid Atlantic Financial Management
Pennsylvania
$246K +$245K +4,900 New
Stifel Financial
19
Stifel Financial
Missouri
$241K +$241K +4,830 New
CA
20
Cetera Advisors
Colorado
$224K +$77.8K +1,560 +54%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$205K -$3.89K -78 -2%
CAL
22
Capital Advisors Ltd
Ohio
$173K +$172K +3,439 New
GWM
23
Geneos Wealth Management
Colorado
$105K -$5.24K -105 -5%
AIM
24
Advantage Investment Management
Iowa
$39K -$43.1K -864 -53%
QCIG
25
Quad-Cities Investment Group
Iowa
$24K

HISF Hedge Fund Activity: Q2 2019 in Review

33 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) for Q2 2019, worth a combined $43.6M — up 1.4% from $43M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new HISF positions and 3 closed out — a net gain of 3 holders — while 9 added to existing stakes and 8 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $1.27M. The largest seller was Susquehanna International Group, cutting an estimated $1.64M.

  • 33 institutional investors held First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) as of Q2 2019, up from 31 in Q1 2019.
  • Funds reported $43.6M of First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF stock for Q2 2019, up 1.4% quarter-over-quarter.
  • 6 funds opened new First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF positions in Q2 2019 and 3 closed out, a net change of +3 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF buyer in Q2 2019 was Jane Street, an estimated $1.27M added.
  • The largest First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF seller in Q2 2019 was Susquehanna International Group, an estimated $1.64M sold.

Based on aggregated 13F filings for Q2 2019.