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First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF

30 hedge funds and large institutions have $27.3M invested in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF in 2021 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
Holders Change %
0%
% of All Funds
0.53%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
6
Increased
6
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
SAM
1
Synergy Asset Management
Washington
$12.8M +$12.4M +253,612 +3,076%
LPL Financial
2
LPL Financial
California
$4.48M -$224K -4,596 -5%
AWM
3
AE Wealth Management
Kansas
$2.13M -$112K -2,283 -5%
Osaic Holdings
4
Osaic Holdings
Arizona
$1.75M -$301K -6,164 -15%
CIAS
5
Capital Investment Advisory Services
North Carolina
$923K +$9.28K +190 +1%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$805K -$126K -2,593 -14%
FTUS
7
Flow Traders U.S.
New York
$778K -$338K -6,904 -30%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$514K +$9.86K +202 +2%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$432K -$51.8K -1,059 -11%
IAIM
10
International Assets Investment Management
Florida
$430K +$249K +5,139 +137%
CA
11
Cetera Advisors
Colorado
$321K
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$293K -$24.8K -509 -8%
SPC
13
Sigma Planning Corp
Michigan
$293K +$293K +5,990 New
HI
14
Harbour Investments
Wisconsin
$264K +$264K +5,413 New
MML Investors Services
15
MML Investors Services
Massachusetts
$245K +$245K +5,023 New
PFS
16
Prospera Financial Services
Texas
$236K +$1.27K +26 +0.5%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$226K -$83.1K -1,701 -27%
UBS Group
18
UBS Group
Switzerland
$203K -$117K -2,404 -37%
GWM
19
Geneos Wealth Management
Colorado
$95K
EP
20
Eudaimonia Partners
Tennessee
$67K +$67K +1,365 New
BEI
21
Benjamin Edwards Inc
Missouri
$17K
IA
22
IFP Advisors
Florida
$10K +$4.74K +101 +90%
CFGS
23
Concourse Financial Group Securities
Alabama
$5K
APA
24
American Portfolios Advisors
New York
$3.91K
AA
25
AlphaMark Advisors
Kentucky
$2K