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First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF

40 hedge funds and large institutions have $31.1M invested in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF in 2021 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 14 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 2

21% more funds holding

Funds holding: 3340 (+7)

4% less capital invested

Capital invested by funds: $32.3M → $31.1M (-$1.17M)

1.22% less ownership

Funds ownership: 46.87%45.65% (-1.2%)

29% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 14

Holders
40
Holders Change
+7
Holders Change %
+21.21%
% of All Funds
0.62%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
10
Reduced
14
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
1
Citadel Advisors
Florida
$6.33M -$1.69M -33,774 -21%
LPL Financial
2
LPL Financial
California
$5.5M -$1.94M -38,640 -26%
AWM
3
AE Wealth Management
Kansas
$2.78M +$331K +6,605 +14%
OMC
4
Old Mission Capital
Illinois
$1.91M -$2.57M -51,217 -58%
PWA
5
PCG Wealth Advisors
Kansas
$1.91M +$1.87M +37,370 New
Jane Street
6
Jane Street
New York
$1.72M -$1.35M -26,930 -44%
HighTower Advisors
7
HighTower Advisors
Illinois
$1.51M +$1.49M +29,743 New
Osaic Holdings
8
Osaic Holdings
Arizona
$1.27M -$237K -4,718 -16%
C
9
CEDRUS
Colorado
$887K +$877K +17,488 New
CIAS
10
Capital Investment Advisory Services
North Carolina
$815K -$14.5K -290 -2%
SPC
11
Sigma Planning Corp
Michigan
$609K +$304K +6,056 +102%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$533K +$136K +2,716 +35%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$529K +$14.6K +292 +3%
MML Investors Services
14
MML Investors Services
Massachusetts
$529K +$63.9K +1,274 +14%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$444K -$77.7K -1,548 -15%
CCFM
16
Clear Creek Financial Management
Washington
$426K +$2.61K +52 +0.6%
CA
17
Cetera Advisors
Colorado
$394K +$50.2K +1,000 +15%
GVAG
18
Great Valley Advisor Group
Delaware
$375K +$370K +7,384 New
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$343K -$32.1K -640 -9%
PFS
20
Prospera Financial Services
Texas
$330K -$15.8K -314 -5%
FTUS
21
Flow Traders U.S.
New York
$276K
IAIM
22
International Assets Investment Management
Florida
$265K -$21.3K -425 -8%
GLA
23
Good Life Advisors
Pennsylvania
$264K +$45.4K +905 +21%
SAM
24
Synergy Asset Management
Washington
$234K +$232K +4,627 New
AFA
25
Arlington Financial Advisors
California
$227K +$225K +4,480 New

HISF Hedge Fund Activity: Q4 2021 in Review

40 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) for Q4 2021, worth a combined $31.1M — down 3.6% from $32.3M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new HISF positions and 2 closed out — a net gain of 7 holders — while 10 added to existing stakes and 14 trimmed.

The largest buyer was HighTower Advisors, opening a new position worth an estimated $1.49M. The largest seller was Old Mission Capital, cutting an estimated $2.57M.

  • 40 institutional investors held First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) as of Q4 2021, up from 33 in Q3 2021.
  • Funds reported $31.1M of First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF stock for Q4 2021, down 3.6% quarter-over-quarter.
  • 9 funds opened new First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF positions in Q4 2021 and 2 closed out, a net change of +7 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF buyer in Q4 2021 was HighTower Advisors, an estimated $1.49M added.
  • The largest First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF seller in Q4 2021 was Old Mission Capital, an estimated $2.57M sold.

Based on aggregated 13F filings for Q4 2021.