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First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF

35 hedge funds and large institutions have $46.7M invested in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF in 2019 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
35
Holders Change
+2
Holders Change %
+6.06%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
12
Reduced
10
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
UBS Group
1
UBS Group
Switzerland
$9.49M -$236K -4,651 -2%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$9.07M +$362K +7,124 +4%
LPL Financial
3
LPL Financial
California
$6.52M +$1M +19,727 +18%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$4.49M +$641K +12,610 +17%
RFWA
5
RPg Family Wealth Advisory
Massachusetts
$2.5M -$19.4K -381 -0.8%
Jane Street
6
Jane Street
New York
$2.2M +$904K +17,793 +70%
AG
7
Advisor Group
Arizona
$2.07M -$20.2K -398 -1%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.71M -$16.3K -320 -0.9%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$1.46M +$231K +4,548 +19%
DI
10
DFPG Investments
Utah
$871K +$101 +2 +0%
CIAS
11
Capital Investment Advisory Services
North Carolina
$808K +$135K +2,650 +20%
DADC
12
D.A. Davidson & Co
Montana
$670K -$23.1K -454 -3%
CCFM
13
Clear Creek Financial Management
Washington
$647K +$647K +12,789 New
CA
14
Cetera Advisors
Colorado
$645K +$420K +8,280 +186%
NWM
15
Northwest Wealth Management
Iowa
$511K -$97.1K -1,910 -16%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$335K -$84.3K -1,655 -20%
BTS
17
BB&T Securities
Virginia
$322K +$16.9K +334 +6%
AWM
18
AE Wealth Management
Kansas
$316K +$316K +6,222 New
MML Investors Services
19
MML Investors Services
Massachusetts
$309K -$35.3K -693 -10%
SS
20
Simplicity Solutions
Minnesota
$301K +$301K +5,934 New
Stifel Financial
21
Stifel Financial
Missouri
$300K +$56.7K +1,126 +23%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$270K +$62.1K +1,221 +30%
MAFM
23
Mid Atlantic Financial Management
Pennsylvania
$249K +$507 +10 +0.2%
SWP
24
Stratos Wealth Partners
Ohio
$204K +$204K +4,017 New
FAAS
25
First Allied Advisory Services
California
$150K +$150K +2,948 New