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First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF

30 hedge funds and large institutions have $14.4M invested in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF in 2023 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

22% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 9

7% more funds holding

Funds holding: 2830 (+2)

6.76% less ownership

Funds ownership: 54.79%48.03% (-6.8%)

30% less capital invested

Capital invested by funds: $20.5M → $14.4M (-$6.14M)

Holders
30
Holders Change
+2
Holders Change %
+7.14%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
11
Reduced
9
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$2.99M +$92K +2,109 +3%
Jane Street
2
Jane Street
New York
$2.5M -$1.16M -26,676 -31%
CAN
3
Cetera Advisor Networks
California
$1.25M +$1.28M +29,329 New
NA
4
NewEdge Advisors
Louisiana
$1.17M +$1.13K +26 +0.1%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$814K +$212K +4,859 +34%
HighTower Advisors
6
HighTower Advisors
Illinois
$676K +$6.72K +154 +1%
Osaic Holdings
7
Osaic Holdings
Arizona
$634K +$74.3K +1,703 +13%
IWC
8
Integrated Wealth Concepts
Massachusetts
$555K +$566K +12,977 New
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$482K +$192K +4,407 +64%
Citadel Advisors
10
Citadel Advisors
Florida
$443K +$3.23K +74 +0.7%
IGWM
11
ICA Group Wealth Management
Colorado
$430K -$11.2K -257 -2%
Bank of Montreal
12
Bank of Montreal
Ontario, Canada
$410K +$33K +756 +9%
C
13
CEDRUS
Colorado
$365K -$5.15K -118 -1%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$339K +$60.1K +1,377 +21%
AWS
15
Atria Wealth Solutions
New York
$327K +$95.6K +2,191 +40%
CCFM
16
Clear Creek Financial Management
Washington
$318K -$14.7K -338 -4%
CIAS
17
Capital Investment Advisory Services
North Carolina
$248K -$73K -1,675 -22%
GM
18
GeoWealth Management
Illinois
$242K +$247K +5,659 New
GRP
19
Global Retirement Partners
California
$46.5K
HIA
20
Harbor Investment Advisory
Maryland
$26.6K +$2.14K +49 +9%
HI
21
Harbour Investments
Wisconsin
$22.3K
HFS
22
Hantz Financial Services
Michigan
$22K -$6.54M -150,057 -100%
UBS Group
23
UBS Group
Switzerland
$15.5K -$61.6K -1,412 -80%
BEI
24
Benjamin Edwards Inc
Missouri
$15K
VF
25
VitalStone Financial
Texas
$13K -$629K -14,418 -98%

HISF Hedge Fund Activity: Q3 2023 in Review

30 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) for Q3 2023, worth a combined $14.4M — down 30% from $20.5M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new HISF positions and 1 closed out — a net gain of 2 holders — while 11 added to existing stakes and 9 trimmed.

The largest buyer was Cetera Advisor Networks, opening a new position worth an estimated $1.28M. The largest seller was Hantz Financial Services, cutting an estimated $6.54M.

  • 30 institutional investors held First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) as of Q3 2023, up from 28 in Q2 2023.
  • Funds reported $14.4M of First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF stock for Q3 2023, down 30% quarter-over-quarter.
  • 3 funds opened new First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF positions in Q3 2023 and 1 closed out, a net change of +2 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF buyer in Q3 2023 was Cetera Advisor Networks, an estimated $1.28M added.
  • The largest First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF seller in Q3 2023 was Hantz Financial Services, an estimated $6.54M sold.

Based on aggregated 13F filings for Q3 2023.