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First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF

30 hedge funds and large institutions have $19.8M invested in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF in 2020 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more capital invested

Capital invested by funds: $19.7M → $19.8M (+$51.3K)

0% more funds holding

Funds holding: 3030 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

9% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 11

12.8% less ownership

Funds ownership: 38.63%25.83% (-13%)

Holders
30
Holders Change
Holders Change %
0%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$4.61M -$706K -15,103 -14%
AWM
2
AE Wealth Management
Kansas
$2.2M +$709K +15,179 +49%
Osaic Holdings
3
Osaic Holdings
Arizona
$2.02M -$1.21M -25,843 -38%
SS
4
Simplicity Solutions
Minnesota
$1.75M +$281K +6,017 +20%
Jane Street
5
Jane Street
New York
$1.75M +$294K +6,293 +21%
FTUS
6
Flow Traders U.S.
New York
$1.09M +$1.4K +30 +0.1%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$913K -$74.9K -1,603 -8%
CIAS
8
Capital Investment Advisory Services
North Carolina
$895K +$36.2K +775 +4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$494K -$1.5K -32 -0.3%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$474K -$210K -4,497 -31%
KAS
11
Kestra Advisory Services
Texas
$431K -$65.2K -1,395 -13%
CCFM
12
Clear Creek Financial Management
Washington
$397K +$389K +8,313 New
SAM
13
Synergy Asset Management
Washington
$395K +$385K +8,245 New
UBS Group
14
UBS Group
Switzerland
$314K -$70.3K -1,504 -19%
CA
15
Cetera Advisors
Colorado
$314K
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$312K +$43.4K +928 +17%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$303K +$76.7K +1,642 +35%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$298K -$263K -5,635 -48%
Citadel Advisors
19
Citadel Advisors
Florida
$262K -$742K -15,882 -74%
PFS
20
Prospera Financial Services
Texas
$230K +$142K +3,043 +174%
IAIM
21
International Assets Investment Management
Florida
$179K +$175K +3,744 New
GWM
22
Geneos Wealth Management
Colorado
$94K
Wells Fargo
23
Wells Fargo
California
$20K +$19.9K +426 +21,300%
BEI
24
Benjamin Edwards Inc
Missouri
$17K
TRCT
25
Tower Research Capital (TRC)
New York
$13K +$12.5K +268 New

HISF Hedge Fund Activity: Q4 2020 in Review

30 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) for Q4 2020, worth a combined $19.8M — up 0.26% from $19.7M a quarter earlier.

Fund positioning in HISF was balanced in Q4 2020: 4 funds opened new positions, 4 closed out, 10 added to existing stakes and 11 trimmed.

The largest buyer was AE Wealth Management, adding an estimated $709K. The largest seller was Osaic Holdings, cutting an estimated $1.21M.

  • 30 institutional investors held First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) as of Q4 2020, unchanged from Q3 2020.
  • Funds reported $19.8M of First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF stock for Q4 2020, up 0.26% quarter-over-quarter.
  • 4 funds opened new First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF positions in Q4 2020 and 4 closed out, a net change of 0 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF buyer in Q4 2020 was AE Wealth Management, an estimated $709K added.
  • The largest First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF seller in Q4 2020 was Osaic Holdings, an estimated $1.21M sold.

Based on aggregated 13F filings for Q4 2020.