DFPG Investments’s First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF HISF Stock Holding History

DFPG Investments’s Portfolio HISF Stock Details HISF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-13,440	Closed	-$609K	–	173
2020 Q3	$609K	Sell	13,440 -1,675	-11%	-$76.2K	0.33%	86
2020 Q2	$675K	Sell	15,115 -608	-4%	-$26.9K	0.41%	69
2020 Q1	$674K	Sell	15,723 -404	-3%	-$19.5K	0.5%	63
2019 Q4	$832K	Sell	16,127 -1,168	-7%	-$59.3K	0.54%	54
2019 Q3	$871K	Buy	17,295 +2	+0%	+$101	0.72%	44
2019 Q2	$875K	Buy	17,293 +178	+1%	+$8.88K	0.84%	33
2019 Q1	$854K	Hold	17,115	–	–	0.92%	33
2018 Q4	$792K	Buy	+17,115	New	+$820K	1.05%	30

Other funds holding HISF

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AWM

AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Simplicity Solutions Minneapolis, Minnesota $3.66B AUM 23.51% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

CIAS

Capital Investment Advisory Services Raleigh, North Carolina $1.37B AUM 20.71% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

DFPG Investments's HISF Position: Q4 2020 in Review

DFPG Investments sold out of First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) in Q4 2020, closing a stake of 13,440 shares — an estimated $609K sold.

DFPG Investments first reported a position in HISF in Q4 2018 and held it in 8 quarters. The position peaked at $875K in Q2 2019. 30 funds tracked by Wall St. Rank hold HISF as of Q4 2020.

DFPG Investments reported no remaining First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF position as of Q4 2020 after selling out during the quarter.
DFPG Investments sold 13,440 First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF shares in Q4 2020, an estimated $609K.
DFPG Investments first reported a position in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF in Q4 2018 and held it in 8 quarters.
DFPG Investments's First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF position peaked at $875K in Q2 2019.
30 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF as of Q4 2020.

Based on DFPG Investments's 13F filing for Q4 2020, filed 19 Jan 2021.