We are live on ! Find out more
HISF icon

First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF

30 hedge funds and large institutions have $19.7M invested in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF in 2020 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 5 increasing their positions, 14 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

3% more funds holding

Funds holding: 2930 (+1)

3.26% less ownership

Funds ownership: 41.88%38.63% (-3.3%)

16% less capital invested

Capital invested by funds: $23.5M → $19.7M (-$3.78M)

64% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 14

Holders
30
Holders Change
+1
Holders Change %
+3.45%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
5
Reduced
14
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$4.94M -$226K -4,969 -4%
Osaic Holdings
2
Osaic Holdings
Arizona
$3.01M -$243K -5,348 -7%
AWM
3
AE Wealth Management
Kansas
$1.36M -$33.8K -742 -2%
SS
4
Simplicity Solutions
Minnesota
$1.35M -$28.6K -629 -2%
Jane Street
5
Jane Street
New York
$1.34M +$1.37M +30,173 New
FTUS
6
Flow Traders U.S.
New York
$1.02M +$688K +15,130 +198%
Citadel Advisors
7
Citadel Advisors
Florida
$953K +$972K +21,365 New
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$918K -$128K -2,805 -12%
CIAS
9
Capital Investment Advisory Services
North Carolina
$795K -$70.7K -1,555 -8%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$638K -$45K -990 -6%
DI
11
DFPG Investments
Utah
$609K -$76.2K -1,675 -11%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$529K +$540K +11,859 New
KAS
13
Kestra Advisory Services
Texas
$461K +$473K +10,405 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$460K +$10.6K +232 +2%
UBS Group
15
UBS Group
Switzerland
$358K -$5.05M -110,972 -93%
CA
16
Cetera Advisors
Colorado
$291K -$36.4K -800 -11%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$248K +$5.05K +111 +2%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$208K -$6.78K -149 -3%
GWM
19
Geneos Wealth Management
Colorado
$84K
PFS
20
Prospera Financial Services
Texas
$78K +$79.8K +1,753 New
NNP
21
Nachman Norwood & Parrott
South Carolina
$26K +$26.8K +590 New
BEI
22
Benjamin Edwards Inc
Missouri
$16K
CFGS
23
Concourse Financial Group Securities
Alabama
$9K +$5.05K +111 +111%
ASN
24
Advisory Services Network
Georgia
$6K +$6.46K +142 New
IA
25
IFP Advisors
Florida
$5K +$91 +2 +2%

HISF Hedge Fund Activity: Q3 2020 in Review

30 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) for Q3 2020, worth a combined $19.7M — down 16% from $23.5M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new HISF positions and 7 closed out — a net gain of 1 holder — while 5 added to existing stakes and 14 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $1.37M. The largest seller was UBS Group, cutting an estimated $5.05M.

  • 30 institutional investors held First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) as of Q3 2020, up from 29 in Q2 2020.
  • Funds reported $19.7M of First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF stock for Q3 2020, down 16% quarter-over-quarter.
  • 8 funds opened new First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF positions in Q3 2020 and 7 closed out, a net change of +1 holder.
  • The largest First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF buyer in Q3 2020 was Jane Street, an estimated $1.37M added.
  • The largest First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF seller in Q3 2020 was UBS Group, an estimated $5.05M sold.

Based on aggregated 13F filings for Q3 2020.