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First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF

30 hedge funds and large institutions have $19.7M invested in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF in 2020 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 5 increasing their positions, 14 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
+1
Holders Change %
+3.45%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
5
Reduced
14
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
LPL Financial
1
LPL Financial
California
$4.94M -$220K -4,969 -4%
Osaic Holdings
2
Osaic Holdings
Arizona
$3.01M -$237K -5,348 -7%
AWM
3
AE Wealth Management
Kansas
$1.37M -$32.9K -742 -2%
SS
4
Simplicity Solutions
Minnesota
$1.35M -$27.9K -629 -2%
Jane Street
5
Jane Street
New York
$1.34M +$1.34M +30,173 New
FTUS
6
Flow Traders U.S.
New York
$1.02M +$675K +15,130 +198%
Citadel Advisors
7
Citadel Advisors
Florida
$953K +$953K +21,365 New
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$918K -$124K -2,805 -12%
CIAS
9
Capital Investment Advisory Services
North Carolina
$795K -$68.9K -1,555 -8%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$638K -$43.9K -990 -6%
DI
11
DFPG Investments
Utah
$609K -$75.9K -1,675 -11%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$529K +$529K +11,859 New
KAS
13
Kestra Advisory Services
Texas
$461K +$461K +10,405 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$460K +$10.3K +232 +2%
UBS Group
15
UBS Group
Switzerland
$358K -$4.93M -110,972 -93%
CA
16
Cetera Advisors
Colorado
$291K -$35.5K -800 -11%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$248K +$4.93K +111 +2%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$208K -$6.61K -149 -3%
GWM
19
Geneos Wealth Management
Colorado
$84K
PFS
20
Prospera Financial Services
Texas
$78K +$78K +1,753 New
NNP
21
Nachman Norwood & Parrott
South Carolina
$26K +$26K +590 New
BEI
22
Benjamin Edwards Inc
Missouri
$16K
CFGS
23
Concourse Financial Group Securities
Alabama
$9K +$4.74K +111 +111%
ASN
24
Advisory Services Network
Georgia
$6K +$6K +142 New
IA
25
IFP Advisors
Florida
$5K +$91 +2 +2%