We are live on ! Find out more
HISF icon

First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF

33 hedge funds and large institutions have $32.3M invested in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF in 2021 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

63% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 8

43% more capital invested

Capital invested by funds: $22.5M → $32.3M (+$9.79M)

11.03% more ownership

Funds ownership: 35.84%46.87% (+11%)

3% more funds holding

Funds holding: 3233 (+1)

Holders
33
Holders Change
+1
Holders Change %
+3.13%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
13
Reduced
8
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
1
Citadel Advisors
Florida
$7.82M +$5.62M +112,048 +240%
LPL Financial
2
LPL Financial
California
$7.24M +$498K +9,930 +7%
OMC
3
Old Mission Capital
Illinois
$4.38M +$2.49M +49,596 +126%
Jane Street
4
Jane Street
New York
$3M +$1.45M +29,027 +91%
AWM
5
AE Wealth Management
Kansas
$2.37M +$151K +3,003 +7%
Osaic Holdings
6
Osaic Holdings
Arizona
$1.47M -$26K -518 -2%
CIAS
7
Capital Investment Advisory Services
North Carolina
$805K -$125K -2,500 -13%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$507K -$7.62K -152 -1%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$499K +$8.72K +174 +2%
MML Investors Services
10
MML Investors Services
Massachusetts
$451K +$181K +3,606 +65%
CCFM
11
Clear Creek Financial Management
Washington
$411K +$2.51K +50 +0.6%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$384K +$174K +3,478 +81%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$364K -$61.6K -1,229 -14%
PFS
14
Prospera Financial Services
Texas
$336K +$81.2K +1,620 +31%
CA
15
Cetera Advisors
Colorado
$333K -$30.1K -600 -8%
SPC
16
Sigma Planning Corp
Michigan
$292K -$5.96K -119 -2%
IAIM
17
International Assets Investment Management
Florida
$278K +$45.1K +900 +19%
FTUS
18
Flow Traders U.S.
New York
$268K
HI
19
Harbour Investments
Wisconsin
$243K +$57.9K +1,155 +31%
UBS Group
20
UBS Group
Switzerland
$234K -$48K -957 -17%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$213K -$14.8K -295 -6%
GLA
22
Good Life Advisors
Pennsylvania
$211K +$215K +4,294 New
GWM
23
Geneos Wealth Management
Colorado
$95K
DWMG
24
DB Wealth Management Group
California
$58K +$55.6K +1,109 +1,789%
CAPTRUST Financial Advisors
25
CAPTRUST Financial Advisors
North Carolina
$28K +$28.1K +560 New

HISF Hedge Fund Activity: Q3 2021 in Review

33 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) for Q3 2021, worth a combined $32.3M — up 43% from $22.5M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new HISF positions and 1 closed out — a net gain of 2 holders — while 13 added to existing stakes and 8 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $5.62M. The largest seller was Synergy Asset Management, exiting entirely with an estimated $299K sold.

  • 33 institutional investors held First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) as of Q3 2021, up from 32 in Q2 2021.
  • Funds reported $32.3M of First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF stock for Q3 2021, up 43% quarter-over-quarter.
  • 3 funds opened new First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF positions in Q3 2021 and 1 closed out, a net change of +2 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF buyer in Q3 2021 was Citadel Advisors, an estimated $5.62M added.
  • The largest First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF seller in Q3 2021 was Synergy Asset Management, an estimated $299K sold.

Based on aggregated 13F filings for Q3 2021.