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First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF

36 hedge funds and large institutions have $48.2M invested in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF in 2019 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 15 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
36
Holders Change
+1
Holders Change %
+2.86%
% of All Funds
0.71%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
15
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
UBS Group
1
UBS Group
Switzerland
$9.75M +$137K +2,656 +1%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$9.51M +$328K +6,373 +4%
LPL Financial
3
LPL Financial
California
$6.91M +$310K +6,018 +5%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$4.97M +$424K +8,249 +9%
RFWA
5
RPg Family Wealth Advisory
Massachusetts
$3.17M +$634K +12,333 +25%
AG
6
Advisor Group
Arizona
$2M -$98K -1,905 -5%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$1.71M +$356K +7,575 +26%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.6M -$131K -2,548 -8%
Jane Street
9
Jane Street
New York
$1.16M -$1.06M -20,697 -48%
DI
10
DFPG Investments
Utah
$832K -$60.3K -1,168 -7%
CIAS
11
Capital Investment Advisory Services
North Carolina
$821K +$2.57K +50 +0.3%
CCFM
12
Clear Creek Financial Management
Washington
$747K +$92.7K +1,811 +14%
DADC
13
D.A. Davidson & Co
Montana
$694K +$16.3K +317 +2%
AWM
14
AE Wealth Management
Kansas
$592K +$272K +5,287 +85%
SS
15
Simplicity Solutions
Minnesota
$574K +$269K +5,231 +88%
MML Investors Services
16
MML Investors Services
Massachusetts
$377K +$64.7K +1,258 +21%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$334K -$5.16K -100 -2%
Truist Financial
18
Truist Financial
North Carolina
$325K +$325K +6,321 New
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$304K +$304K +5,919 New
FTUS
20
Flow Traders U.S.
New York
$299K +$299K +5,814 New
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$273K
MAFM
22
Mid Atlantic Financial Management
Pennsylvania
$263K +$10.8K +210 +4%
Stifel Financial
23
Stifel Financial
Missouri
$249K -$55.7K -1,089 -18%
CA
24
Cetera Advisors
Colorado
$229K -$426K -8,280 -65%
PAG
25
Private Advisor Group
New Jersey
$229K +$229K +4,458 New