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First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF

34 hedge funds and large institutions have $16.1M invested in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF in 2023 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 6 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

13% more funds holding

Funds holding: 3034 (+4)

12% more capital invested

Capital invested by funds: $14.4M → $16.1M (+$1.72M)

3.26% more ownership

Funds ownership: 48.03%51.3% (+3.3%)

50% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 12

Holders
34
Holders Change
+4
Holders Change %
+13.33%
% of All Funds
0.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
6
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$3.42M +$271K +6,271 +9%
Jane Street
2
Jane Street
New York
$2.64M +$13.9K +321 +0.5%
CAN
3
Cetera Advisor Networks
California
$1.34M +$26.4K +612 +2%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$1.1M +$1.06M +24,584 New
NA
5
NewEdge Advisors
Louisiana
$1.1M -$108K -2,502 -9%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$828K -$24.8K -575 -3%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$727K +$213K +4,927 +44%
Osaic Holdings
8
Osaic Holdings
Arizona
$620K -$44K -1,019 -7%
HighTower Advisors
9
HighTower Advisors
Illinois
$466K -$233K -5,400 -34%
IGWM
10
ICA Group Wealth Management
Colorado
$436K -$14.7K -340 -3%
AWS
11
Atria Wealth Solutions
New York
$367K +$22.9K +531 +7%
WC
12
Waterloo Capital
Texas
$336K +$323K +7,489 New
CCFM
13
Clear Creek Financial Management
Washington
$322K -$11.1K -258 -3%
C
14
CEDRUS
Colorado
$320K -$60.4K -1,400 -16%
IWC
15
Integrated Wealth Concepts
Massachusetts
$308K -$264K -6,120 -47%
VWA
16
Visionary Wealth Advisors
Illinois
$291K +$281K +6,497 New
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$268K -$85.4K -1,977 -25%
RJA
18
Raymond James & Associates
Florida
$252K +$243K +5,620 New
CIAS
19
Capital Investment Advisory Services
North Carolina
$249K -$10.8K -250 -4%
Citadel Advisors
20
Citadel Advisors
Florida
$208K -$247K -5,724 -55%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$207K +$199K +4,612 New
UBS Group
22
UBS Group
Switzerland
$97.9K +$78.6K +1,820 +503%
GRP
23
Global Retirement Partners
California
$49K
HIA
24
Harbor Investment Advisory
Maryland
$27.9K
HI
25
Harbour Investments
Wisconsin
$23.4K

HISF Hedge Fund Activity: Q4 2023 in Review

34 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) for Q4 2023, worth a combined $16.1M — up 12% from $14.4M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new HISF positions and 4 closed out — a net gain of 4 holders — while 6 added to existing stakes and 12 trimmed.

The largest buyer was Commonwealth Equity Services, opening a new position worth an estimated $1.06M. The largest seller was Bank of Montreal, exiting entirely with an estimated $410K sold.

  • 34 institutional investors held First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) as of Q4 2023, up from 30 in Q3 2023.
  • Funds reported $16.1M of First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF stock for Q4 2023, up 12% quarter-over-quarter.
  • 8 funds opened new First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF positions in Q4 2023 and 4 closed out, a net change of +4 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF buyer in Q4 2023 was Commonwealth Equity Services, an estimated $1.06M added.
  • The largest First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF seller in Q4 2023 was Bank of Montreal, an estimated $410K sold.

Based on aggregated 13F filings for Q4 2023.