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First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF

31 hedge funds and large institutions have $16.5M invested in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF in 2022 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 2 increasing their positions, 18 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

3% more funds holding

Funds holding: 3031 (+1)

18.21% less ownership

Funds ownership: 59.9%41.69% (-18%)

43% less capital invested

Capital invested by funds: $28.8M → $16.5M (-$12.2M)

89% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 18

Holders
31
Holders Change
+1
Holders Change %
+3.33%
% of All Funds
0.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
2
Reduced
18
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HFS
1
Hantz Financial Services
Michigan
$4.6M -$7.22M -164,312 -61%
LPL Financial
2
LPL Financial
California
$2.49M -$267K -6,087 -10%
TPW
3
Tiller Private Wealth
Pennsylvania
$986K -$656K -14,923 -40%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$924K -$34.4K -783 -4%
CFGS
5
Concourse Financial Group Securities
Alabama
$800K -$28K -637 -3%
Osaic Holdings
6
Osaic Holdings
Arizona
$748K -$206K -4,692 -22%
HighTower Advisors
7
HighTower Advisors
Illinois
$684K +$5.93K +135 +0.9%
Jane Street
8
Jane Street
New York
$630K -$1.26M -28,702 -67%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$624K -$15.2K -347 -2%
SPC
10
Sigma Planning Corp
Michigan
$569K -$13.4K -306 -2%
IGWM
11
ICA Group Wealth Management
Colorado
$493K -$48.8K -1,111 -9%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$440K -$3.38K -77 -0.8%
C
13
CEDRUS
Colorado
$411K -$320K -7,280 -44%
CIAS
14
Capital Investment Advisory Services
North Carolina
$388K -$167K -3,810 -30%
Citadel Advisors
15
Citadel Advisors
Florida
$341K +$340K +7,750 New
UBS Group
16
UBS Group
Switzerland
$310K -$102K -2,311 -25%
GVAG
17
Great Valley Advisor Group
Delaware
$307K +$44.4K +1,010 +17%
AWS
18
Atria Wealth Solutions
New York
$240K -$5.1K -116 -2%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$209K -$46.2K -1,052 -18%
MCC
20
Money Concepts Capital
Florida
$141K +$140K +3,194 New
IA
21
IFP Advisors
Florida
$49K
GRP
22
Global Retirement Partners
California
$48.4K +$48.3K +1,100 New
BAM
23
Belpointe Asset Management
Nevada
$32.9K +$32.9K +748 New
HI
24
Harbour Investments
Wisconsin
$25.1K -$31K -706 -55%
BEI
25
Benjamin Edwards Inc
Missouri
$15K

HISF Hedge Fund Activity: Q4 2022 in Review

31 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) for Q4 2022, worth a combined $16.5M — down 43% from $28.8M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new HISF positions and 3 closed out — a net gain of 2 holders — while 2 added to existing stakes and 18 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $340K. The largest seller was Hantz Financial Services, cutting an estimated $7.22M.

  • 31 institutional investors held First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) as of Q4 2022, up from 30 in Q3 2022.
  • Funds reported $16.5M of First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF stock for Q4 2022, down 43% quarter-over-quarter.
  • 5 funds opened new First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF positions in Q4 2022 and 3 closed out, a net change of +2 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF buyer in Q4 2022 was Citadel Advisors, an estimated $340K added.
  • The largest First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF seller in Q4 2022 was Hantz Financial Services, an estimated $7.22M sold.

Based on aggregated 13F filings for Q4 2022.