First Allied Advisory Services’s First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF HISF Stock Holding History

First Allied Advisory Services’s Portfolio HISF Stock Details HISF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-2,948	Closed	-$150K	–	1359
2019 Q3	$150K	Buy	+2,948	New	+$149K	0.01%	1160
2019 Q1	–	Sell	-35,747	Closed	-$1.66M	–	1171
2018 Q4	$1.66M	Sell	35,747 -2,394	-6%	-$115K	0.07%	304
2018 Q3	$1.88M	Sell	38,141 -3,512	-8%	-$174K	0.06%	312
2018 Q2	$2.05M	Sell	41,653 -2,934	-7%	-$144K	0.08%	283
2018 Q1	$2.19M	Sell	44,587 -2,968	-6%	-$150K	0.08%	258
2017 Q4	$2.44M	Buy	47,555 +1,335	+3%	+$68K	0.1%	223
2017 Q3	$2.37M	Sell	46,220 -15,806	-25%	-$808K	0.1%	221
2017 Q2	$3.17M	Buy	62,026 +34,404	+125%	+$1.75M	0.14%	171
2017 Q1	$1.4M	Sell	27,622 -4,312	-14%	-$218K	0.07%	287
2016 Q4	$1.6M	Buy	+31,934	New	+$1.6M	0.08%	261

Other funds holding HISF

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

RFWA

RPg Family Wealth Advisory Burlington, Massachusetts $479M AUM 25.83% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

DFPG Investments Sandy, Utah $1.28B AUM 27.55% 1-Year Est. Return

First Allied Advisory Services's HISF Position: Q4 2019 in Review

First Allied Advisory Services sold out of First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) in Q4 2019, closing a stake of 2,948 shares — an estimated $150K sold.

First Allied Advisory Services first reported a position in HISF in Q4 2016 and held it in 10 quarters. The position peaked at $3.17M in Q2 2017. 36 funds tracked by Wall St. Rank hold HISF as of Q4 2019.

First Allied Advisory Services reported no remaining First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF position as of Q4 2019 after selling out during the quarter.
First Allied Advisory Services sold 2,948 First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF shares in Q4 2019, an estimated $150K.
First Allied Advisory Services first reported a position in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF in Q4 2016 and held it in 10 quarters.
First Allied Advisory Services's First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF position peaked at $3.17M in Q2 2017.
36 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF as of Q4 2019.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.