Advisor Group’s First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF HISF Stock Holding History

Advisor Group’s Portfolio HISF Stock Details HISF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$2M	Sell	38,876 -1,905	-5%	-$96.7K	0.01%	810
2019 Q3	$2.07M	Sell	40,781 -398	-1%	-$20.2K	0.02%	738
2019 Q2	$2.07M	Buy	41,179 +1,366	+3%	+$68.2K	0.02%	746
2019 Q1	$1.98M	Sell	39,813 -3,184	-7%	-$156K	0.02%	729
2018 Q4	$1.99M	Sell	42,997 -4,034	-9%	-$193K	0.02%	640
2018 Q3	$2.31M	Sell	47,031 -1,884	-4%	-$93.4K	0.02%	592
2018 Q2	$2.4M	Sell	48,915 -1,820	-4%	-$89.3K	0.03%	485
2018 Q1	$2.49M	Sell	50,735 -13,556	-21%	-$683K	0.03%	476
2017 Q4	$3.29M	Sell	64,291 -112,015	-64%	-$5.71M	0.04%	385
2017 Q3	$9.03M	Sell	176,306 -53,387	-23%	-$2.73M	0.14%	143
2017 Q2	$11.7M	Buy	229,693 +37,877	+20%	+$1.93M	0.21%	104
2017 Q1	$9.75M	Buy	191,816 +39,938	+26%	+$2.02M	0.2%	109
2016 Q4	$7.6M	Buy	151,878 +150,215	+9,033%	+$7.52M	0.17%	128
2016 Q3	$84K	Buy	1,663 +253	+18%	+$12.8K	﹤0.01%	2124
2016 Q2	$69K	Buy	+1,410	New	+$68.9K	﹤0.01%	2193

Other funds holding HISF

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

RFWA

RPg Family Wealth Advisory Burlington, Massachusetts $479M AUM 25.83% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

DFPG Investments Sandy, Utah $1.28B AUM 27.55% 1-Year Est. Return

CIAS

Capital Investment Advisory Services Raleigh, North Carolina $1.37B AUM 20.71% 1-Year Est. Return

Advisor Group's HISF Position: Q4 2019 in Review

Advisor Group reduced its First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) stake by 4.7% in Q4 2019, selling an estimated $96.7K and leaving 38,876 shares worth $2M. The position accounts for 0.01% of the portfolio, ranked #810.

Advisor Group first reported a position in HISF in Q2 2016 and has held it in 15 quarters since. The position peaked at $11.7M in Q2 2017. 36 funds tracked by Wall St. Rank hold HISF as of Q4 2019.

Advisor Group held 38,876 shares of First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF worth $2M as of Q4 2019.
Advisor Group sold 1,905 First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF shares in Q4 2019, an estimated $96.7K.
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF made up 0.01% of Advisor Group's portfolio in Q4 2019, its #810 holding.
Advisor Group first reported a position in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF in Q2 2016 and has held it in 15 quarters since.
Advisor Group's First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF position peaked at $11.7M in Q2 2017.
36 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.