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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNF icon
1001
Fidelity National Financial
FNF
$13.9B
$1.58M 0.01%
36,386
+19,705
+118% +$874K
IXJ icon
1002
iShares Global Healthcare ETF
IXJ
$4.11B
$1.57M 0.01%
23,050
-2,187
-9% -$142K
MVF
1003
DELISTED
BlackRock MuniVest Fund
MVF
$1.57M 0.01%
172,637
+523
+0.3% +$4.74K
SURE icon
1004
AdvisorShares Insider Advantage ETF
SURE
$55.9M
$1.57M 0.01%
21,025
-341
-2% -$24.5K
CORP icon
1005
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$1.56M 0.01%
14,225
-523
-4% -$57.3K
HTD
1006
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$924M
$1.56M 0.01%
57,239
+10,278
+22% +$280K
SDVY icon
1007
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
$1.56M 0.01%
72,188
+35,533
+97% +$750K
SU icon
1008
Suncor Energy
SU
$77.7B
$1.56M 0.01%
47,753
-1,553
-3% -$48.5K
EXAS
1009
DELISTED
Exact Sciences
EXAS
$1.56M 0.01%
16,818
+6,758
+67% +$594K
SYF icon
1010
Synchrony
SYF
$23.7B
$1.55M 0.01%
43,121
+646
+2% +$23.1K
RQI icon
1011
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$1.55M 0.01%
104,056
-46,460
-31% -$697K
SGOL icon
1012
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$1.55M 0.01%
105,856
+13,376
+14% +$191K
HBAN icon
1013
Huntington Bancshares
HBAN
$35.1B
$1.54M 0.01%
102,437
+3,269
+3% +$47.9K
FICO icon
1014
Fair Isaac
FICO
$28.7B
$1.54M 0.01%
4,115
+54
+1% +$18.2K
PARA
1015
DELISTED
Paramount Global Class B
PARA
$1.54M 0.01%
36,974
+19,896
+117% +$771K
STT icon
1016
State Street
STT
$50.9B
$1.54M 0.01%
19,447
-3,151
-14% -$222K
FSMB icon
1017
First Trust Short Duration Managed Municipal ETF
FSMB
$618M
$1.53M 0.01%
74,845
+61,001
+441% +$1.25M
PWB icon
1018
Invesco Large Cap Growth ETF
PWB
$2.29B
$1.53M 0.01%
29,745
-1,281
-4% -$63.1K
INFO
1019
DELISTED
IHS Markit Ltd. Common Shares
INFO
$1.53M 0.01%
20,676
+2,996
+17% +$213K
MMD
1020
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$283M
$1.53M 0.01%
72,614
-6,659
-8% -$139K
CHTR icon
1021
Charter Communications
CHTR
$14.7B
$1.52M 0.01%
6,558
+4,881
+291% +$2.25M
SDCI icon
1022
USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund
SDCI
$553M
$1.52M 0.01%
83,438
+285
+0.3% +$5.12K
XMMO icon
1023
Invesco S&P MidCap Momentum ETF
XMMO
$7.39B
$1.52M 0.01%
24,942
-39,952
-62% -$2.37M
ACR
1024
ACRES Commercial Realty
ACR
$126M
$1.52M 0.01%
42,761
-419
-1% -$14.7K
AADR icon
1025
AdvisorShares Dorsey Wright ADR ETF
AADR
$41.3M
$1.51M 0.01%
27,510
+4,375
+19% +$221K
39 40
41
42 43

Similar funds

AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
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CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.