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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDB icon
876
MongoDB
MDB
$24B
$1.98M 0.01%
15,032
+2,991
+25% +$393K
ICVT icon
877
iShares Convertible Bond ETF
ICVT
$7.23B
$1.98M 0.01%
31,509
+2,397
+8% +$144K
DOV icon
878
Dover
DOV
$27.2B
$1.97M 0.01%
19,997
+2,680
+15% +$287K
IGLB icon
879
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.59B
$1.97M 0.01%
29,633
+864
+3% +$57.3K
KIO
880
KKR Income Opportunities Fund
KIO
$450M
$1.97M 0.01%
124,592
+3,196
+3% +$49.3K
IQ icon
881
iQIYI
IQ
$1.18B
$1.97M 0.01%
92,932
-3,617
-4% -$66.5K
AIF
882
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.97M 0.01%
130,214
-4,896
-4% -$72.5K
SNPS icon
883
Synopsys
SNPS
$71.5B
$1.95M 0.01%
14,984
-2,431
-14% -$333K
QQEW icon
884
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$1.95M 0.01%
26,456
+13,270
+101% +$927K
CDW icon
885
CDW
CDW
$17.1B
$1.95M 0.01%
13,756
+3,221
+31% +$426K
MLM icon
886
Martin Marietta Materials
MLM
$33.6B
$1.95M 0.01%
6,972
-1,543
-18% -$412K
MASI
887
DELISTED
Masimo
MASI
$1.94M 0.01%
12,459
+144
+1% +$21.6K
BTI icon
888
British American Tobacco
BTI
$132B
$1.94M 0.01%
46,509
+8,727
+23% +$329K
FCX icon
889
Freeport-McMoran
FCX
$90B
$1.94M 0.01%
147,675
-20,639
-12% -$227K
LTS
890
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$1.94M 0.01%
555,733
-1,590,211
-74% -$4.61M
PDM
891
Piedmont Realty Trust
PDM
$1.22B
$1.93M 0.01%
86,946
+1,235
+1% +$26.6K
JEMD
892
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
$1.92M 0.01%
215,976
+42,262
+24% +$372K
AZO icon
893
AutoZone
AZO
$48.3B
$1.92M 0.01%
1,611
+247
+18% +$285K
TSLX icon
894
Sixth Street Specialty
TSLX
$1.59B
$1.92M 0.01%
89,337
+13,972
+19% +$297K
ZBRA icon
895
Zebra Technologies
ZBRA
$12.4B
$1.92M 0.01%
7,502
-225
-3% -$52.6K
REZ icon
896
iShares Residential and Multisector Real Estate ETF
REZ
$914M
$1.91M 0.01%
26,001
-14,138
-35% -$1.1M
RWX icon
897
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$1.91M 0.01%
49,584
-8,907
-15% -$358K
SUSA icon
898
iShares ESG Optimized MSCI USA ETF
SUSA
$3.98B
$1.9M 0.01%
29,456
+7,022
+31% +$449K
MCK icon
899
McKesson
MCK
$98.5B
$1.9M 0.01%
17,087
+3,104
+22% +$439K
DTD icon
900
WisdomTree US Total Dividend Fund
DTD
$1.65B
$1.9M 0.01%
35,940
+278
+0.8% +$14.1K
34 35
36
37 38

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.