Ladenburg Thalmann Financial Services’s Apollo Tactical Income Fund Inc. AIF Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio AIF Stock Details AIF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.97M	Sell	130,214 -4,896	-4%	-$72.5K	0.01%	882
2019 Q3	$2.05M	Buy	135,110 +21,114	+19%	+$314K	0.01%	807
2019 Q2	$1.68M	Buy	113,996 +6,836	+6%	+$101K	0.01%	895
2019 Q1	$1.57M	Buy	107,160 +2,817	+3%	+$40.9K	0.01%	900
2018 Q4	$1.44M	Buy	104,343 +7,846	+8%	+$116K	0.01%	841
2018 Q3	$1.5M	Buy	96,497 +628	+0.7%	+$9.76K	0.01%	877
2018 Q2	$1.5M	Hold	95,869	–	–	0.01%	840
2018 Q1	$1.5M	Buy	95,869 +5,922	+7%	+$92.7K	0.01%	840
2017 Q4	$1.42M	Sell	89,947 -246	-0.3%	-$3.92K	0.01%	861
2017 Q3	$1.46M	Sell	90,193 -3,620	-4%	-$58.9K	0.02%	778
2017 Q2	$1.53M	Buy	93,813 +650	+0.7%	+$10.7K	0.02%	714
2017 Q1	$1.53M	Sell	93,163 -14,604	-14%	-$233K	0.02%	684
2016 Q4	$1.67M	Buy	107,767 +1,179	+1%	+$17.9K	0.02%	594
2016 Q3	$1.65M	Sell	106,588 -83	-0.1%	-$1.24K	0.02%	563
2016 Q2	$1.54M	Buy	106,671 +7,372	+7%	+$104K	0.02%	563
2016 Q1	$1.35M	Sell	99,299 -1,899	-2%	-$25.1K	0.02%	570
2015 Q4	$1.41M	Buy	101,198 +3,583	+4%	+$51.5K	0.03%	527
2015 Q3	$1.41M	Buy	97,615 +9,249	+10%	+$141K	0.03%	496
2015 Q2	$1.39M	Buy	88,366 +2,665	+3%	+$43.6K	0.03%	547
2015 Q1	$1.4M	Buy	85,701 +4,207	+5%	+$68.7K	0.03%	539
2014 Q4	$1.3M	Buy	81,494 +13,847	+20%	+$234K	0.03%	499
2014 Q3	$1.17M	Buy	67,647 +6,945	+11%	+$124K	0.03%	448
2014 Q2	$1.11M	Buy	60,702 +4,471	+8%	+$80.7K	0.03%	468
2014 Q1	$1M	Buy	56,231 +1,800	+3%	+$32.3K	0.03%	459
2013 Q4	$980K	Buy	54,431 +850	+2%	+$14.7K	0.03%	450
2013 Q3	$895K	Buy	53,581 +29,531	+123%	+$508K	0.03%	452
2013 Q2	$435K	Buy	+24,050	New	+$450K	0.02%	680

Other funds holding AIF

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's AIF Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Apollo Tactical Income Fund Inc. (AIF) stake by 3.6% in Q4 2019, selling an estimated $72.5K and leaving 130,214 shares worth $1.97M. The position accounts for 0.01% of the portfolio, ranked #882.

Ladenburg Thalmann Financial Services first reported a position in AIF in Q2 2013 and has held it in 27 quarters since. The position peaked at $2.05M in Q3 2019. 46 funds tracked by Wall St. Rank hold AIF as of Q4 2019.

Ladenburg Thalmann Financial Services held 130,214 shares of Apollo Tactical Income Fund Inc. worth $1.97M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 4,896 Apollo Tactical Income Fund Inc. shares in Q4 2019, an estimated $72.5K.
Apollo Tactical Income Fund Inc. made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #882 holding.
Ladenburg Thalmann Financial Services first reported a position in Apollo Tactical Income Fund Inc. in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's Apollo Tactical Income Fund Inc. position peaked at $2.05M in Q3 2019.
46 funds tracked by Wall St. Rank held Apollo Tactical Income Fund Inc. as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.