Advisors Asset Management’s Apollo Tactical Income Fund Inc. AIF Stock Holding History

Advisors Asset Management’s Portfolio AIF Stock Details AIF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-54,063	Closed	-$686K	–	1463
2023 Q2	$686K	Sell	54,063 -81,825	-60%	-$1.01M	0.01%	856
2023 Q1	$1.65M	Sell	135,888 -2,115	-2%	-$26.5K	0.03%	582
2022 Q4	$1.67M	Sell	138,003 -123,270	-47%	-$1.5M	0.03%	560
2022 Q3	$3.08M	Sell	261,273 -6,681	-2%	-$85K	0.06%	348
2022 Q2	$3.23M	Sell	267,954 -57,875	-18%	-$766K	0.06%	349
2022 Q1	$4.68M	Sell	325,829 -41,484	-11%	-$617K	0.07%	293
2021 Q4	$5.63M	Buy	367,313 +5,834	+2%	+$91.4K	0.08%	257
2021 Q3	$5.72M	Sell	361,479 -35,017	-9%	-$547K	0.09%	230
2021 Q2	$6.21M	Sell	396,496 -20,958	-5%	-$320K	0.09%	216
2021 Q1	$6.21M	Buy	417,454 +26,793	+7%	+$392K	0.1%	209
2020 Q4	$5.66M	Sell	390,661 -26,653	-6%	-$357K	0.09%	207
2020 Q3	$5.3M	Sell	417,314 -89,691	-18%	-$1.13M	0.1%	189
2020 Q2	$6.3M	Sell	507,005 -129,606	-20%	-$1.54M	0.12%	162
2020 Q1	$7.21M	Sell	636,611 -118,902	-16%	-$1.69M	0.17%	127
2019 Q4	$11.4M	Buy	755,513 +5,119	+0.7%	+$75.8K	0.2%	115
2019 Q3	$11.4M	Sell	750,394 -24,913	-3%	-$371K	0.21%	103
2019 Q2	$11.4M	Sell	775,307 -69,758	-8%	-$1.03M	0.21%	101
2019 Q1	$12.4M	Sell	845,065 -168,397	-17%	-$2.45M	0.22%	100
2018 Q4	$14M	Sell	1,013,462 -116,717	-10%	-$1.73M	0.28%	82
2018 Q3	$17.6M	Buy	1,130,179 +18,652	+2%	+$290K	0.29%	83
2018 Q2	$17.3M	Buy	1,111,527 +99,423	+10%	+$1.57M	0.29%	76
2018 Q1	$15.7M	Buy	1,012,104 +29,855	+3%	+$468K	0.26%	91
2017 Q4	$15.5M	Sell	982,249 -71,841	-7%	-$1.14M	0.25%	93
2017 Q3	$17.1M	Buy	1,054,090 +28	+0%	+$456	0.29%	81
2017 Q2	$17.1M	Buy	1,054,062 +88,532	+9%	+$1.45M	0.29%	78
2017 Q1	$15.9M	Buy	965,530 +130,448	+16%	+$2.08M	0.27%	86
2016 Q4	$12.9M	Buy	835,082 +4,993	+0.6%	+$75.7K	0.21%	115
2016 Q3	$12.9M	Sell	830,089 -104,858	-11%	-$1.57M	0.21%	115
2016 Q2	$13.5M	Sell	934,947 -50,375	-5%	-$714K	0.22%	108
2016 Q1	$13.4M	Sell	985,322 -180,204	-15%	-$2.38M	0.22%	113
2015 Q4	$16.2M	Buy	1,165,526 +78,014	+7%	+$1.12M	0.26%	94
2015 Q3	$15.7M	Buy	1,087,512 +18,668	+2%	+$285K	0.25%	101
2015 Q2	$16.9M	Sell	1,068,844 -33,310	-3%	-$545K	0.23%	114
2015 Q1	$18M	Sell	1,102,154 -40,366	-4%	-$659K	0.24%	106
2014 Q4	$18.2M	Buy	1,142,520 +321,384	+39%	+$5.42M	0.24%	106
2014 Q3	$14.2M	Buy	821,136 +386,762	+89%	+$6.89M	0.2%	149
2014 Q2	$7.97M	Buy	434,374 +185,610	+75%	+$3.35M	0.11%	239
2014 Q1	$4.44M	Buy	248,764 +152,681	+159%	+$2.74M	0.07%	346
2013 Q4	$1.73M	Buy	96,083 +74,551	+346%	+$1.29M	0.03%	553
2013 Q3	$360K	Buy	+21,532	New	+$370K	0.01%	994

Other funds holding AIF

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

API

Advisor Partners II Walnut Creek, California $2.49B AUM 30.88% 1-Year Est. Return

FIA

Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Advisors Asset Management's AIF Position: Q3 2023 in Review

Advisors Asset Management sold out of Apollo Tactical Income Fund Inc. (AIF) in Q3 2023, closing a stake of 54,063 shares — an estimated $686K sold.

Advisors Asset Management first reported a position in AIF in Q3 2013 and held it in 40 quarters. The position peaked at $18.2M in Q4 2014. 51 funds tracked by Wall St. Rank hold AIF as of Q3 2023.

Advisors Asset Management reported no remaining Apollo Tactical Income Fund Inc. position as of Q3 2023 after selling out during the quarter.
Advisors Asset Management sold 54,063 Apollo Tactical Income Fund Inc. shares in Q3 2023, an estimated $686K.
Advisors Asset Management first reported a position in Apollo Tactical Income Fund Inc. in Q3 2013 and held it in 40 quarters.
Advisors Asset Management's Apollo Tactical Income Fund Inc. position peaked at $18.2M in Q4 2014.
51 funds tracked by Wall St. Rank held Apollo Tactical Income Fund Inc. as of Q3 2023.

Based on Advisors Asset Management's 13F filing for Q3 2023, filed 14 Nov 2023.