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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PML
851
PIMCO Municipal Income Fund II
PML
$485M
$2.11M 0.01%
132,711
-2,916
-2% -$45.8K
ISD
852
PGIM High Yield Bond Fund
ISD
$414M
$2.1M 0.01%
136,649
+687
+0.5% +$10.3K
PII icon
853
Polaris
PII
$4.15B
$2.1M 0.01%
20,157
+645
+3% +$62.6K
HYEM icon
854
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$2.1M 0.01%
88,252
+16,674
+23% +$391K
EWL icon
855
iShares MSCI Switzerland ETF
EWL
$2.12B
$2.09M 0.01%
51,574
-6,256
-11% -$242K
RZG icon
856
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$139M
$2.09M 0.01%
53,013
+14,322
+37% +$528K
FCOM icon
857
Fidelity MSCI Communication Services Index ETF
FCOM
$1.74B
$2.08M 0.01%
58,231
-7,207
-11% -$248K
AGZ icon
858
iShares Agency Bond ETF
AGZ
$553M
$2.08M 0.01%
43,881
-26,569
-38% -$3.08M
RSPS icon
859
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$249M
$2.08M 0.01%
71,200
+4,845
+7% +$137K
STM icon
860
STMicroelectronics
STM
$46B
$2.08M 0.01%
77,185
-4,443
-5% -$105K
NEA icon
861
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$2.08M 0.01%
144,338
+19,550
+16% +$278K
SZNE
862
DELISTED
Pacer CFRA-Stoval Equal Weight Seasonal Rotation ETF
SZNE
$2.08M 0.01%
66,400
+3,493
+6% +$105K
VGM icon
863
Invesco Trust Investment Grade Municipals
VGM
$549M
$2.07M 0.01%
158,222
+11,205
+8% +$143K
GHY
864
PGIM Global High Yield Fund
GHY
$478M
$2.07M 0.01%
137,562
-14,807
-10% -$215K
UBER icon
865
Uber
UBER
$134B
$2.06M 0.01%
69,940
+24,671
+54% +$732K
TDOC icon
866
Teladoc Health
TDOC
$1.58B
$2.06M 0.01%
24,702
+6,723
+37% +$512K
UDIV icon
867
Franklin US Core Dividend Tilt Index ETF
UDIV
$137M
$2.05M 0.01%
66,746
+3,103
+5% +$92.9K
RGLD icon
868
Royal Gold
RGLD
$17.1B
$2.05M 0.01%
16,905
-1,588
-9% -$188K
SCHR
869
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.2B
$2.04M 0.01%
74,308
+33,948
+84% +$938K
IQV icon
870
IQVIA
IQV
$34.7B
$2.04M 0.01%
13,648
+1,982
+17% +$289K
RSG icon
871
Republic Services
RSG
$66.7B
$2.01M 0.01%
22,402
+769
+4% +$67.3K
TAP icon
872
Molson Coors Class B
TAP
$7.68B
$2M 0.01%
37,889
+4,254
+13% +$229K
VIOO icon
873
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.13B
$2M 0.01%
28,704
-290
-1% -$21.3K
BSCN
874
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$2M 0.01%
93,751
+15,464
+20% +$329K
PANW icon
875
Palo Alto Networks
PANW
$264B
$1.99M 0.01%
64,116
+28,278
+79% +$1.07M
33 34
35
36 37

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.