Ladenburg Thalmann Financial Services’s iShares Agency Bond ETF AGZ Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$2.08M	Sell	43,881 -26,569	-38%	-$3.08M	0.01%	858
2019 Q3	$8.21M	Buy	70,450 +11,292	+19%	+$1.31M	0.06%	325
2019 Q2	$6.82M	Buy	59,158 +7,207	+14%	+$820K	0.05%	366
2019 Q1	$5.9M	Buy	51,951 +23,412	+82%	+$2.63M	0.05%	395
2018 Q4	$3.2M	Buy	28,539 +16,343	+134%	+$1.81M	0.03%	508
2018 Q3	$1.35M	Buy	12,196 +2,083	+21%	+$231K	0.01%	930
2018 Q2	$1.13M	Hold	10,113	–	–	0.01%	996
2018 Q1	$1.13M	Buy	10,113 +301	+3%	+$33.7K	0.01%	996
2017 Q4	$1.11M	Buy	9,812 +451	+5%	+$51.1K	0.01%	1010
2017 Q3	$1.06M	Buy	9,361 +4,000	+75%	+$456K	0.01%	956
2017 Q2	$610K	Sell	5,361 -587	-10%	-$66.7K	0.01%	1260
2017 Q1	$672K	Sell	5,948 -2,738	-32%	-$309K	0.01%	1127
2016 Q4	$978K	Sell	8,686 -4,080	-32%	-$464K	0.01%	861
2016 Q3	$1.48M	Sell	12,766 -1,558	-11%	-$180K	0.02%	599
2016 Q2	$1.66M	Sell	14,324 -5,906	-29%	-$679K	0.03%	537
2016 Q1	$2.32M	Sell	20,230 -5,122	-20%	-$585K	0.04%	384
2015 Q4	$2.87M	Buy	25,352 +3,631	+17%	+$412K	0.05%	320
2015 Q3	$2.48M	Buy	21,721 +17,899	+468%	+$2.03M	0.05%	329
2015 Q2	$432K	Sell	3,822 -7,359	-66%	-$835K	0.01%	1126
2015 Q1	$1.28M	Buy	11,181 +9,458	+549%	+$1.08M	0.02%	585
2014 Q4	$195K	Buy	1,723 +890	+107%	+$101K	﹤0.01%	1438
2014 Q3	$94K	Buy	833 +1	+0.1%	+$112	﹤0.01%	1633
2014 Q2	$94K	Sell	832 -152	-15%	-$17.1K	﹤0.01%	1647
2014 Q1	$110K	Sell	984 -1,980	-67%	-$221K	﹤0.01%	1451
2013 Q4	$328K	Buy	2,964 +825	+39%	+$91.8K	0.01%	853
2013 Q3	$141K	Sell	2,139 -767	-26%	-$84.9K	﹤0.01%	1194
2013 Q2	$322K	Buy	+2,906	New	+$328K	0.01%	786