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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LH icon
826
Labcorp
LH
$24.3B
$2.18M 0.01%
15,024
+1,427
+10% +$206K
CGC
827
Canopy Growth
CGC
$375M
$2.18M 0.01%
10,493
-1,810
-15% -$359K
EES icon
828
WisdomTree US SmallCap Earnings Fund
EES
$716M
$2.18M 0.01%
68,403
-69,662
-50% -$2.57M
RF icon
829
Regions Financial
RF
$26.3B
$2.17M 0.01%
126,497
-307
-0.2% -$5.05K
RCS
830
PIMCO Strategic Income Fund
RCS
$243M
$2.17M 0.01%
237,585
+16,823
+8% +$156K
ITB icon
831
iShares US Home Construction ETF
ITB
$2.41B
$2.17M 0.01%
54,327
+16,334
+43% +$729K
RMD icon
832
ResMed
RMD
$28.3B
$2.16M 0.01%
13,957
-101
-0.7% -$14.6K
ILF icon
833
iShares Latin America 40 ETF
ILF
$3.77B
$2.16M 0.01%
63,708
-662
-1% -$21.6K
EVRG icon
834
Evergy
EVRG
$20.1B
$2.16M 0.01%
33,321
-1,326
-4% -$84.6K
NZF icon
835
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$2.16M 0.01%
130,642
+17,946
+16% +$289K
VRTX icon
836
Vertex Pharmaceuticals
VRTX
$121B
$2.15M 0.01%
10,283
+1,513
+17% +$306K
WCN
837
Waste Connections
WCN
$42.8B
$2.15M 0.01%
23,661
+1,736
+8% +$158K
HUM icon
838
Humana
HUM
$46.7B
$2.15M 0.01%
9,858
+4,346
+79% +$1.38M
TTE icon
839
TotalEnergies
TTE
$193B
$2.15M 0.01%
39,229
-12,332
-24% -$652K
NXPI icon
840
NXP Semiconductors
NXPI
$68B
$2.15M 0.01%
16,822
+5,244
+45% +$609K
SCHW
841
Charles Schwab
SCHW
$177B
$2.14M 0.01%
51,832
-1,614
-3% -$71.1K
GGG icon
842
Graco
GGG
$12.9B
$2.14M 0.01%
41,080
+12,761
+45% +$609K
ONEV icon
843
State Street SPDR Russell 1000 Low Volatility Focus ETF
ONEV
$348M
$2.14M 0.01%
26,187
+15,038
+135% +$1.26M
PPLI
844
People Inc
PPLI
$3.1B
$2.14M 0.01%
49,357
+2,081
+4% +$83.9K
PXD
845
DELISTED
Pioneer Natural Resource Co.
PXD
$2.13M 0.01%
15,878
+1,360
+9% +$181K
CIBR icon
846
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$2.13M 0.01%
70,891
+14,501
+26% +$423K
PEGI
847
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$2.13M 0.01%
79,469
-8,568
-10% -$233K
MCHP icon
848
Microchip Technology
MCHP
$42.8B
$2.12M 0.01%
41,426
+1,082
+3% +$52.3K
SYSB
849
iShares Systematic Bond ETF
SYSB
$1.15B
$2.11M 0.01%
20,715
+4,813
+30% +$488K
DXCM icon
850
DexCom
DXCM
$27.6B
$2.11M 0.01%
38,468
+10,304
+37% +$489K
32 33
34
35 36

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.