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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEEV icon
776
Veeva Systems
VEEV
$30.3B
$2.37M 0.01%
17,310
+7,134
+70% +$1.05M
AMP icon
777
Ameriprise Financial
AMP
$46.8B
$2.37M 0.01%
15,715
+1,278
+9% +$198K
JPT
778
DELISTED
Nuveen Preferred and Income Fund
JPT
$2.37M 0.01%
93,906
+4,250
+5% +$105K
PCAR icon
779
PACCAR
PCAR
$69.6B
$2.36M 0.01%
44,793
-3,209
-7% -$165K
PFN
780
PIMCO Income Strategy Fund II
PFN
$695M
$2.35M 0.01%
222,116
-3,625
-2% -$38.1K
LNT icon
781
Alliant Energy
LNT
$19.4B
$2.35M 0.01%
43,088
+11,247
+35% +$598K
AOA icon
782
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
$2.35M 0.01%
42,175
-25,199
-37% -$1.42M
DGS icon
783
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.7B
$2.35M 0.01%
48,873
-941
-2% -$43.1K
LRCX icon
784
Lam Research
LRCX
$382B
$2.35M 0.01%
83,150
+5,630
+7% +$150K
PSEC icon
785
Prospect Capital
PSEC
$1.06B
$2.35M 0.01%
364,103
+10,390
+3% +$67.7K
DWAQ
786
DELISTED
Invesco DWA NASDAQ Momentum ETF
DWAQ
$2.34M 0.01%
18,261
+4,718
+35% +$541K
FE icon
787
FirstEnergy
FE
$28.9B
$2.34M 0.01%
48,699
+5,758
+13% +$275K
WHR icon
788
Whirlpool
WHR
$2.42B
$2.34M 0.01%
15,807
+145
+0.9% +$21.9K
GDV icon
789
Gabelli Dividend & Income Trust
GDV
$2.6B
$2.33M 0.01%
106,303
+35,524
+50% +$745K
EQIX icon
790
Equinix
EQIX
$107B
$2.33M 0.01%
6,310
+2,055
+48% +$1.15M
ETR icon
791
Entergy
ETR
$54.1B
$2.32M 0.01%
39,748
+376
+1% +$22.1K
SMLV icon
792
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$257M
$2.32M 0.01%
23,230
+15,678
+208% +$1.53M
EVT icon
793
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
$2.32M 0.01%
90,968
-2,148
-2% -$53.4K
ICE icon
794
Intercontinental Exchange
ICE
$82.4B
$2.31M 0.01%
25,080
+5,382
+27% +$499K
NEO icon
795
NeoGenomics
NEO
$1.81B
$2.31M 0.01%
79,530
+9,191
+13% +$219K
FFC
796
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$768M
$2.3M 0.01%
106,185
-19,588
-16% -$419K
AON icon
797
Aon
AON
$77.3B
$2.3M 0.01%
11,043
+822
+8% +$163K
RNP icon
798
Cohen & Steers REIT and Preferred and Income Fund
RNP
$991M
$2.3M 0.01%
96,590
-3,426
-3% -$82.4K
BIDU icon
799
Baidu
BIDU
$35.8B
$2.29M 0.01%
21,672
+1,888
+10% +$215K
TSCO icon
800
Tractor Supply
TSCO
$16.3B
$2.29M 0.01%
123,210
-515
-0.4% -$9.77K
30 31
32
33 34

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.