Ladenburg Thalmann Financial Services’s PIMCO Income Strategy Fund II PFN Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PFN Stock Details PFN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$2.35M	Sell	222,116 -3,625	-2%	-$38.1K	0.01%	780
2019 Q3	$2.33M	Buy	225,741 +15,407	+7%	+$162K	0.02%	746
2019 Q2	$2.22M	Sell	210,334 -95,297	-31%	-$997K	0.02%	753
2019 Q1	$3.15M	Buy	305,631 +6,542	+2%	+$66.4K	0.02%	591
2018 Q4	$2.85M	Buy	299,089 +50,313	+20%	+$500K	0.03%	547
2018 Q3	$2.63M	Sell	248,776 -9,760	-4%	-$104K	0.02%	617
2018 Q2	$2.7M	Hold	258,536	–	–	0.03%	580
2018 Q1	$2.7M	Buy	258,536 +14,485	+6%	+$150K	0.03%	580
2017 Q4	$2.54M	Sell	244,051 -1,079	-0.4%	-$11.4K	0.02%	579
2017 Q3	$2.62M	Buy	245,130 +8,139	+3%	+$86.2K	0.03%	510
2017 Q2	$2.47M	Buy	236,991 +48,343	+26%	+$502K	0.03%	505
2017 Q1	$1.9M	Sell	188,648 -2,212	-1%	-$21.7K	0.02%	587
2016 Q4	$1.81M	Buy	190,860 +14,825	+8%	+$137K	0.03%	554
2016 Q3	$1.68M	Buy	176,035 +10,589	+6%	+$99.5K	0.03%	558
2016 Q2	$1.52M	Buy	165,446 +34,222	+26%	+$306K	0.02%	570
2016 Q1	$1.15M	Buy	131,224 +5,415	+4%	+$45.4K	0.02%	636
2015 Q4	$1.1M	Buy	125,809 +19,716	+19%	+$178K	0.02%	643
2015 Q3	$938K	Buy	106,093 +2,082	+2%	+$19.2K	0.02%	670
2015 Q2	$1.02M	Buy	104,011 +13,173	+15%	+$133K	0.02%	689
2015 Q1	$912K	Buy	90,838 +18,968	+26%	+$193K	0.02%	734
2014 Q4	$705K	Buy	71,870 +55,321	+334%	+$579K	0.02%	752
2014 Q3	$174K	Buy	16,549 +5,073	+44%	+$54.8K	﹤0.01%	1286
2014 Q2	$127K	Sell	11,476 -679	-6%	-$7.29K	﹤0.01%	1455
2014 Q1	$126K	Sell	12,155 -1,770	-13%	-$18.3K	﹤0.01%	1363
2013 Q4	$139K	Sell	13,925 -380	-3%	-$3.86K	﹤0.01%	1266
2013 Q3	$146K	Buy	14,305 +63	+0.4%	+$638	﹤0.01%	1174
2013 Q2	$150K	Buy	+14,242	New	+$160K	0.01%	1113

Other funds holding PFN

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

HKAM

Horizon Kinetics Asset Management New York $8.82B AUM 23.05% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

TCG Advisors Austin, Texas $1.03M AUM 123.95% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PFN Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its PIMCO Income Strategy Fund II (PFN) stake by 1.6% in Q4 2019, selling an estimated $38.1K and leaving 222,116 shares worth $2.35M. The position accounts for 0.01% of the portfolio, ranked #780.

Ladenburg Thalmann Financial Services first reported a position in PFN in Q2 2013 and has held it in 27 quarters since. The position peaked at $3.15M in Q1 2019. 90 funds tracked by Wall St. Rank hold PFN as of Q4 2019.

Ladenburg Thalmann Financial Services held 222,116 shares of PIMCO Income Strategy Fund II worth $2.35M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 3,625 PIMCO Income Strategy Fund II shares in Q4 2019, an estimated $38.1K.
PIMCO Income Strategy Fund II made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #780 holding.
Ladenburg Thalmann Financial Services first reported a position in PIMCO Income Strategy Fund II in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's PIMCO Income Strategy Fund II position peaked at $3.15M in Q1 2019.
90 funds tracked by Wall St. Rank held PIMCO Income Strategy Fund II as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.