PFN

PIMCO Income Strategy Fund II
PFN

Overview Fund Activity

75 hedge funds and large institutions have $117M invested in PIMCO Income Strategy Fund II in 2014 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 26 increasing their positions, 18 reducing their positions, and 6 closing their positions.

Holders
75
Holders Change
+6
Holders Change %
+8.7%
% of All Funds
2.18%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
26
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GWM
1
Graybill Wealth Management
Illinois
$2.78M
2
U
2
UBS
Switzerland
$5.96M
3
HK
3
Horizon Kinetics
New York
$18.2M
4
Morgan Stanley
4
Morgan Stanley
New York
$3.47M
5
Goldman Sachs
5
Goldman Sachs
New York
$536K

Top Sellers

1
Invesco
1
Invesco
Georgia
$7.92M
2
SIA
2
Sit Investment Associates
Minnesota
$0
3
BRWA
3
B. Riley Wealth Advisors
Florida
$1.37M
4
RCM
4
Rivernorth Capital Management
Florida
$12.5M
5
B
5
Baird
Wisconsin
$0
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$19.3M 1,834,741 +34,064 +2%
HK
2
Horizon Kinetics
New York
$18.2M 1,729,818 +97,568 +6%
RCM
3
Rivernorth Capital Management
Florida
$12.5M 1,191,491 -115,855 -9%
Cohen & Steers
4
Cohen & Steers
New York
$11.7M 1,110,218 +6,027 +0.5%
Invesco
5
Invesco
Georgia
– – – –
U
6
UBS
Switzerland
$5.96M 565,798 +98,557 +21%
FFA
7
First Foundation Advisors
California
$5.35M 507,587 +3,127 +0.6%
Morgan Stanley
8
Morgan Stanley
New York
$3.47M 329,933 +52,934 +19%
PP
9
Prudential plc
United Kingdom
$2.81M 266,666 – –
GWM
10
Graybill Wealth Management
Illinois
$2.78M 263,855 +263,855 New
Bank of America
11
Bank of America
North Carolina
$2.54M 240,738 -6,467 -3%
CCM
12
Coe Capital Management
Illinois
$2M 158,034 +8,288 +6%
LPL Financial
13
LPL Financial
California
$1.93M 182,429 -9,518 -5%
SFS
14
Shaker Financial Services
Virginia
$1.71M 162,296 +5,618 +4%
BRWA
15
B. Riley Wealth Advisors
Florida
$1.37M 130,472 -131,226 -50%
Wells Fargo
16
Wells Fargo
California
$1.14M 108,411 -13,156 -11%
CI
17
Conning Inc
Connecticut
$952K 90,399 – –
IMS
18
Index Management Solutions
Pennsylvania
$855K 81,156 +12,884 +19%
Citigroup
19
Citigroup
New York
$853K 80,963 +16,454 +26%
AC
20
Addison Capital
Pennsylvania
$847K 80,414 -900 -1%
KFS
21
KMS Financial Services
Washington
$728K 69,108 +7,865 +13%
HCM
22
Hollencrest Capital Management
California
$663K 62,953 – –
NPC
23
National Planning Corporation
California
$640K 60,560 -5,177 -8%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$598K 56,775 +15,414 +37%
ACM
25
Avalon Capital Management
California
$592K 56,200 +2,200 +4%
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