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PFN

PIMCO Income Strategy Fund II
PFN

75 hedge funds and large institutions have $117M invested in PIMCO Income Strategy Fund II in 2014 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 26 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

44% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 18

9% more funds holding

Funds holding: 69 → 75 (+6)

1% more capital invested

Capital invested by funds: $116M → $117M (+$953K)

0.53% more ownership

Funds ownership: 17.09% → 17.61% (+0.53%)

Holders
75
Holders Change
+6
Holders Change %
+8.7%
% of All Funds
2.18%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
26
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GWM
Graybill Wealth Management
Illinois
+$2.85M
2
U
UBS
Switzerland
+$1.06M
3
HK
Horizon Kinetics
New York
+$1.05M
4
Morgan Stanley
Morgan Stanley
New York
+$571K
5
Goldman Sachs
Goldman Sachs
New York
+$549K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
-$1.75M
2
BRWA
B. Riley Wealth Advisors
Florida
-$1.42M
3
RCM
Rivernorth Capital Management
Florida
-$1.25M
4
B
Baird
Wisconsin
-$873K
5
IAS
IMA Advisory Services
Colorado
-$179K
Name Holding Trade Value Shares
Change 		Change in
Stake
GC
1
Guggenheim Capital
Illinois
$19.3M +$368K +34,064 +2%
HK
2
Horizon Kinetics
New York
$18.2M +$1.05M +97,568 +6%
RCM
3
Rivernorth Capital Management
Florida
$12.5M -$1.25M -115,855 -9%
Cohen & Steers
4
Cohen & Steers
New York
$11.7M +$65.1K +6,027 +0.5%
Invesco
5
Invesco
Georgia
$7.92M – – –
U
6
UBS
Switzerland
$5.96M +$1.06M +98,557 +21%
FFA
7
First Foundation Advisors
California
$5.34M +$33.8K +3,127 +0.6%
Morgan Stanley
8
Morgan Stanley
New York
$3.47M +$571K +52,934 +19%
PP
9
Prudential plc
United Kingdom
$2.81M – – –
GWM
10
Graybill Wealth Management
Illinois
$2.78M +$2.85M +263,855 New
Bank of America
11
Bank of America
North Carolina
$2.54M -$69.8K -6,467 -3%
CCM
12
Coe Capital Management
Illinois
$2M +$89.5K +8,288 +6%
LPL Financial
13
LPL Financial
California
$1.93M -$103K -9,518 -5%
SFS
14
Shaker Financial Services
Virginia
$1.71M +$60.6K +5,618 +4%
BRWA
15
B. Riley Wealth Advisors
Florida
$1.37M -$1.42M -131,226 -50%
Wells Fargo
16
Wells Fargo
California
$1.14M -$142K -13,156 -11%
CI
17
Conning Inc
Connecticut
$952K – – –
IMS
18
Index Management Solutions
Pennsylvania
$855K +$139K +12,884 +19%
Citigroup
19
Citigroup
New York
$853K +$178K +16,454 +26%
AC
20
Addison Capital
Pennsylvania
$847K -$9.71K -900 -1%
KFS
21
KMS Financial Services
Washington
$728K +$84.9K +7,865 +13%
HCM
22
Hollencrest Capital Management
California
$663K – – –
NPC
23
National Planning Corporation
California
$640K -$55.9K -5,177 -8%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$598K +$166K +15,414 +37%
ACM
25
Avalon Capital Management
California
$592K +$23.7K +2,200 +4%
1
2 3 4

PFN Hedge Fund Activity: Q3 2014 in Review

75 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund II (PFN) for Q3 2014, worth a combined $117M — up 0.82% from $116M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new PFN positions and 6 closed out — a net gain of 6 holders — while 26 added to existing stakes and 18 trimmed.

The largest buyer was Graybill Wealth Management, opening a new position worth an estimated $2.85M. The largest seller was Sit Investment Associates, exiting entirely with an estimated $1.75M sold.

  • 75 institutional investors held PIMCO Income Strategy Fund II (PFN) as of Q3 2014, up from 69 in Q2 2014.
  • Funds reported $117M of PIMCO Income Strategy Fund II stock for Q3 2014, up 0.82% quarter-over-quarter.
  • 12 funds opened new PIMCO Income Strategy Fund II positions in Q3 2014 and 6 closed out, a net change of +6 holders.
  • The largest PIMCO Income Strategy Fund II buyer in Q3 2014 was Graybill Wealth Management, an estimated $2.85M added.
  • The largest PIMCO Income Strategy Fund II seller in Q3 2014 was Sit Investment Associates, an estimated $1.75M sold.

Based on aggregated 13F filings for Q3 2014.