PFN

PIMCO Income Strategy Fund II
PFN

Overview Fund Activity

60 hedge funds and large institutions have $96M invested in PIMCO Income Strategy Fund II in 2013 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 16 reducing their positions, and 12 closing their positions.

Holders
60
Holders Change
-1
Holders Change %
-1.64%
% of All Funds
1.95%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
11
Increased
19
Reduced
16
Closed
12
Calls
–
Puts
$375K
Net Calls
-$375K
Net Calls Change
-$375K

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$14M
2
Cohen & Steers
2
Cohen & Steers
New York
$9.07M
3
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$790K
4
Goldman Sachs
4
Goldman Sachs
New York
$554K
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$942K

Top Sellers

1
ACM
1
Advisors Capital Management
New Jersey
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$3.06M
3
RCM
3
Rivernorth Capital Management
Florida
$12.7M
4
LWM
4
Lyons Wealth Management
Florida
$0
5
CWM
5
Cabot Wealth Management
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
HK
1
Horizon Kinetics
New York
$14.4M 1,412,449 +15,771 +1%
GC
2
Guggenheim Capital
Illinois
$14M 1,374,216 +553,566 +67%
RCM
3
Rivernorth Capital Management
Florida
$12.7M 1,245,405 -101,586 -8%
Cohen & Steers
4
Cohen & Steers
New York
$9.07M 889,404 +143,804 +19%
FFA
5
First Foundation Advisors
California
$6.38M 625,795 -7,511 -1%
LPL Financial
6
LPL Financial
California
$4.08M 402,254 +11,472 +3%
Invesco
7
Invesco
Georgia
– – – –
Wells Fargo
8
Wells Fargo
California
$3.75M 367,270 +4,175 +1%
Morgan Stanley
9
Morgan Stanley
New York
$3.06M 300,330 -111,987 -27%
Bank of America
10
Bank of America
North Carolina
$2.94M 288,352 +8,425 +3%
PP
11
Prudential plc
United Kingdom
$2.72M 266,666 – –
U
12
UBS
Switzerland
$1.93M 189,397 -11,839 -6%
Citigroup
13
Citigroup
New York
$1.79M 175,711 -20,742 -11%
BRWA
14
B. Riley Wealth Advisors
Florida
$1.42M 139,167 +7,533 +6%
SIA
15
Sit Investment Associates
Minnesota
$1.22M 119,182 -12,393 -9%
NPC
16
National Planning Corporation
California
$1.03M 100,666 +16,155 +19%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$942K 92,317 +36,897 +67%
CI
18
Conning Inc
Connecticut
$922K 90,399 – –
ICAS
19
Investors Capital Advisory Services
Massachusetts
$902K 88,538 +6,671 +8%
Creative Planning
20
Creative Planning
Kansas
$816K 80,000 -1,850 -2%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$790K 77,440 +77,440 New
MA
22
MUFG Americas
New York
$734K 71,940 -3,950 -5%
FAAS
23
First Allied Advisory Services
California
$689K 67,748 -1,167 -2%
Goldman Sachs
24
Goldman Sachs
New York
$554K 54,361 +54,361 New
KFS
25
KMS Financial Services
Washington
$547K 53,617 +15,252 +40%
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