PFN

PIMCO Income Strategy Fund II
PFN

Overview Fund Activity

72 hedge funds and large institutions have $105M invested in PIMCO Income Strategy Fund II in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 20 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
72
Holders Change
+2
Holders Change %
+2.86%
% of All Funds
2.08%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
20
Reduced
19
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
$14.7M
2
HK
Horizon Kinetics
New York
$16.3M
3
SFS
Shaker Financial Services
Virginia
$2.52M
4
U
UBS
Switzerland
$2.72M
5
Cohen & Steers
Cohen & Steers
New York
$10.4M

Top Sellers

1
ACM
Advisors Capital Management
New Jersey
$3.13M
2
Invesco
Invesco
Georgia
$4.66M
3
LPL Financial
LPL Financial
California
$1.96M
4
Wells Fargo
Wells Fargo
California
$1.35M
5
ICAS
Investors Capital Advisory Services
Massachusetts
$174K
Name Holding Trade Value Shares
Change 		Shares
Change %
HK
1
Horizon Kinetics
New York
$16.3M +$1.3M +125,047 +9%
RCM
2
Rivernorth Capital Management
Florida
$14.7M +$1.8M +173,169 +14%
GC
3
Guggenheim Capital
Illinois
$13.9M -$5.08K -488 -0%
Cohen & Steers
4
Cohen & Steers
New York
$10.4M +$608K +58,508 +6%
FFA
5
First Foundation Advisors
California
$5.5M +$65.2K +6,265 +1%
Invesco
6
Invesco
Georgia
$4.66M -$3.74M – –
Morgan Stanley
7
Morgan Stanley
New York
$3.2M +$122K +11,746 +4%
ACM
8
Advisors Capital Management
New Jersey
$3.13M -$7.47M -718,154 -70%
PP
9
Prudential plc
United Kingdom
$2.77M – – –
U
10
UBS
Switzerland
$2.72M +$693K +66,640 +34%
SFS
11
Shaker Financial Services
Virginia
$2.52M +$856K +82,259 +51%
Bank of America
12
Bank of America
North Carolina
$2.31M -$200K -19,255 -8%
LPL Financial
13
LPL Financial
California
$1.96M -$2.2M -211,580 -53%
CCM
14
Coe Capital Management
Illinois
$1.81M +$72.3K +5,799 +4%
Citigroup
15
Citigroup
New York
$1.69M -$29K -2,785 -2%
SIA
16
Sit Investment Associates
Minnesota
$1.53M +$45.7K +4,400 +3%
Wells Fargo
17
Wells Fargo
California
$1.35M -$1.18M -113,039 -47%
BRWA
18
B. Riley Wealth Advisors
Florida
$1.32M -$77.6K -7,461 -6%
CI
19
Conning Inc
Connecticut
$940K – – –
AC
20
Addison Capital
Pennsylvania
$856K -$8.32K -800 -1%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$761K -$219K -21,072 -22%
KFS
22
KMS Financial Services
Washington
$729K +$120K +11,517 +20%
NPC
23
National Planning Corporation
California
$716K -$22.7K -2,192 -3%
HCM
24
Hollencrest Capital Management
California
$654K -$34.4K -3,312 -5%
MA
25
MUFG Americas
New York
$633K -$47.9K -4,600 -7%
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