UBS’s PIMCO Income Strategy Fund II PFN Stock Holding History

UBS’s Portfolio PFN Stock Details PFN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$5.96M	Buy	565,798 +98,557	+21%	+$1.06M	﹤0.01%	1861
2014 Q2	$5.17M	Buy	467,241 +205,867	+79%	+$2.21M	﹤0.01%	1938
2014 Q1	$2.72M	Buy	261,374 +66,640	+34%	+$688K	﹤0.01%	2473
2013 Q4	$1.94M	Buy	194,734 +5,337	+3%	+$54.2K	﹤0.01%	2827
2013 Q3	$1.93M	Sell	189,397 -11,839	-6%	-$120K	﹤0.01%	2628
2013 Q2	$2.12M	Buy	+201,236	New	+$2.26M	﹤0.01%	2482

Other funds holding PFN

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

GWM

Graybill Wealth Management Elmhurst, Illinois $328M AUM 21.42% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS's PFN Position: Q3 2014 in Review

UBS increased its PIMCO Income Strategy Fund II (PFN) stake by 21% in Q3 2014, buying an estimated $1.06M and bringing the position to 565,798 shares worth $5.96M. The position accounts for ﹤0.01% of the portfolio, ranked #1861.

UBS first reported a position in PFN in Q2 2013 and has held it in 6 quarters since. 75 funds tracked by Wall St. Rank hold PFN as of Q3 2014.

UBS held 565,798 shares of PIMCO Income Strategy Fund II worth $5.96M as of Q3 2014.
UBS bought 98,557 PIMCO Income Strategy Fund II shares in Q3 2014, an estimated $1.06M.
PIMCO Income Strategy Fund II made up ﹤0.01% of UBS's portfolio in Q3 2014, its #1861 holding.
UBS first reported a position in PIMCO Income Strategy Fund II in Q2 2013 and has held it in 6 quarters since.
75 funds tracked by Wall St. Rank held PIMCO Income Strategy Fund II as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.