PFN

PIMCO Income Strategy Fund II
PFN

Overview Fund Activity

69 hedge funds and large institutions have $116M invested in PIMCO Income Strategy Fund II in 2014 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 8 closing their positions.

Holders
69
Holders Change
-3
Holders Change %
-4.17%
% of All Funds
1.98%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
21
Reduced
19
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$19.9M
2
U
2
UBS
Switzerland
$5.17M
3
Cohen & Steers
3
Cohen & Steers
New York
$12.2M
4
HK
4
Horizon Kinetics
New York
$18.1M
5
BRWA
5
B. Riley Wealth Advisors
Florida
$1.47M

Top Sellers

1
Invesco
1
Invesco
Georgia
$6.44M
2
ACM
2
Advisors Capital Management
New Jersey
$0
3
RCM
3
Rivernorth Capital Management
Florida
$14.5M
4
Citigroup
4
Citigroup
New York
$713K
5
SFS
5
Shaker Financial Services
Virginia
$1.73M
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$19.9M 1,800,677 +468,204 +35%
HK
2
Horizon Kinetics
New York
$18.1M 1,632,250 +68,639 +4%
RCM
3
Rivernorth Capital Management
Florida
$14.5M 1,307,346 -106,244 -8%
Cohen & Steers
4
Cohen & Steers
New York
$12.2M 1,104,191 +101,865 +10%
Invesco
5
Invesco
Georgia
– – – –
FFA
6
First Foundation Advisors
California
$5.58M 504,460 -24,044 -5%
U
7
UBS
Switzerland
$5.17M 467,241 +205,867 +79%
Morgan Stanley
8
Morgan Stanley
New York
$3.06M 276,999 -30,742 -10%
PP
9
Prudential plc
United Kingdom
$2.95M 266,666 – –
Bank of America
10
Bank of America
North Carolina
$2.73M 247,205 +25,108 +11%
LPL Financial
11
LPL Financial
California
$2.12M 191,947 +3,840 +2%
CCM
12
Coe Capital Management
Illinois
$1.9M 149,746 +4,747 +3%
SIA
13
Sit Investment Associates
Minnesota
$1.75M 157,882 +11,200 +8%
SFS
14
Shaker Financial Services
Virginia
$1.73M 156,678 -85,493 -35%
BRWA
15
B. Riley Wealth Advisors
Florida
$1.47M 261,698 +134,706 +106%
Wells Fargo
16
Wells Fargo
California
$1.34M 121,567 -8,102 -6%
CI
17
Conning Inc
Connecticut
$1M 90,399 – –
AC
18
Addison Capital
Pennsylvania
$899K 81,314 -1,026 -1%
B
19
Baird
Wisconsin
$873K 78,952 +32,781 +71%
IMS
20
Index Management Solutions
Pennsylvania
$755K 68,272 +33,556 +97%
NPC
21
National Planning Corporation
California
$727K 65,737 -3,552 -5%
Citigroup
22
Citigroup
New York
$713K 64,509 -97,609 -60%
HCM
23
Hollencrest Capital Management
California
$697K 62,953 – –
KFS
24
KMS Financial Services
Washington
$677K 61,243 -8,881 -13%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$659K 59,625 -13,556 -19%
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