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PFN

PIMCO Income Strategy Fund II

78 hedge funds and large institutions have $81M invested in PIMCO Income Strategy Fund II in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 22 increasing their positions, 21 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 9

4% more funds holding

Funds holding: 7578 (+3)

5% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 21

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.48% less ownership

Funds ownership: 13.99%12.51% (-1.5%)

8% less capital invested

Capital invested by funds: $88M → $81M (-$7.01M)

Holders
78
Holders Change
+3
Holders Change %
+4%
% of All Funds
1.78%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
12
Increased
22
Reduced
21
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cohen & Steers
1
Cohen & Steers
New York
$15.2M -$698K -65,400 -4%
GC
2
Guggenheim Capital
Illinois
$5.62M -$2.26M -212,113 -28%
HK
3
Horizon Kinetics
New York
$5.49M -$25K -2,342 -0.4%
ACM
4
Arlington Capital Management
Illinois
$5.18M +$103K +9,608 +2%
PP
5
Prudential plc
United Kingdom
$4.22M
Morgan Stanley
6
Morgan Stanley
New York
$3.95M +$374K +35,054 +10%
Invesco
7
Invesco
Georgia
$3.68M -$565K -52,924 -13%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$2.71M -$409K -38,332 -13%
CWM
9
Cornerstone Wealth Management
Missouri
$2.65M +$262K +24,575 +609%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$2.63M -$104K -9,760 -4%
Bank of America
11
Bank of America
North Carolina
$2.6M +$58.3K +5,464 +2%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$2.51M +$276K +25,911 +12%
PA
13
Pinnacle Associates
New York
$2.05M -$26.4K -2,473 -1%
BRWA
14
B. Riley Wealth Advisors
Florida
$1.88M +$178K +16,721 +10%
UBS Group
15
UBS Group
Switzerland
$1.68M +$91.4K +8,567 +6%
LPL Financial
16
LPL Financial
California
$1.63M +$63.7K +5,968 +4%
FFA
17
First Foundation Advisors
California
$1.23M -$2.23M -209,116 -64%
AG
18
Advisor Group
Arizona
$1.07M +$436K +40,872 +68%
AC
19
Addison Capital
Pennsylvania
$1.05M +$107 +10 +0%
ICA
20
Infrastructure Capital Advisors
New York
$814K
SIM
21
Sonora Investment Management
Arizona
$731K
SWP
22
Stratos Wealth Partners
Ohio
$698K +$26.3K +2,469 +4%
WWMSC
23
Wagner Wealth Management (South Carolina)
South Carolina
$690K -$70.3K -6,587 -9%
NMC
24
Nine Masts Capital
Hong Kong
$657K +$665K +62,300 New
CSA
25
Cottage Street Advisors
Massachusetts
$622K -$181K -17,000 -22%

PFN Hedge Fund Activity: Q3 2018 in Review

78 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund II (PFN) for Q3 2018, worth a combined $81M — down 8% from $88M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new PFN positions and 9 closed out — a net gain of 3 holders — while 22 added to existing stakes and 21 trimmed.

The largest buyer was Nine Masts Capital, opening a new position worth an estimated $665K. The largest seller was Bessemer Group, exiting entirely with an estimated $4.41M sold.

  • 78 institutional investors held PIMCO Income Strategy Fund II (PFN) as of Q3 2018, up from 75 in Q2 2018.
  • Funds reported $81M of PIMCO Income Strategy Fund II stock for Q3 2018, down 8% quarter-over-quarter.
  • 12 funds opened new PIMCO Income Strategy Fund II positions in Q3 2018 and 9 closed out, a net change of +3 holders.
  • The largest PIMCO Income Strategy Fund II buyer in Q3 2018 was Nine Masts Capital, an estimated $665K added.
  • The largest PIMCO Income Strategy Fund II seller in Q3 2018 was Bessemer Group, an estimated $4.41M sold.

Based on aggregated 13F filings for Q3 2018.