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PFN

PIMCO Income Strategy Fund II

70 hedge funds and large institutions have $106M invested in PIMCO Income Strategy Fund II in 2013 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 16 increasing their positions, 21 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 7

17% more funds holding

Funds holding: 6070 (+10)

11% more capital invested

Capital invested by funds: $96M → $106M (+$10.1M)

2.09% more ownership

Funds ownership: 15.33%17.43% (+2.1%)

24% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 21

Holders
70
Holders Change
+10
Holders Change %
+16.67%
% of All Funds
2.03%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
16
Reduced
21
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HK
1
Horizon Kinetics
New York
$14.3M +$265K +26,115 +2%
GC
2
Guggenheim Capital
Illinois
$13.3M -$419K -41,255 -3%
RCM
3
Rivernorth Capital Management
Florida
$12.3M -$50.6K -4,984 -0.4%
ACM
4
Advisors Capital Management
New Jersey
$10.1M +$10.4M +1,018,875 New
Cohen & Steers
5
Cohen & Steers
New York
$9.39M +$553K +54,414 +6%
FFA
6
First Foundation Advisors
California
$5.2M -$1.05M -103,556 -17%
LPL Financial
7
LPL Financial
California
$3.98M -$26.1K -2,567 -0.6%
Invesco
8
Invesco
Georgia
$3.74M
Morgan Stanley
9
Morgan Stanley
New York
$2.94M -$44.1K -4,335 -1%
PP
10
Prudential plc
United Kingdom
$2.65M
Wells Fargo
11
Wells Fargo
California
$2.42M -$1.27M -124,562 -34%
Bank of America
12
Bank of America
North Carolina
$2.4M -$478K -47,000 -16%
U
13
UBS
Switzerland
$1.94M +$54.2K +5,337 +3%
CCM
14
Coe Capital Management
Illinois
$1.71M +$1.41M +139,200 New
Citigroup
15
Citigroup
New York
$1.64M -$110K -10,808 -6%
SFS
16
Shaker Financial Services
Virginia
$1.59M +$1.63M +159,912 New
SIA
17
Sit Investment Associates
Minnesota
$1.42M +$235K +23,100 +19%
BRWA
18
B. Riley Wealth Advisors
Florida
$1.34M -$47.9K -4,714 -3%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$938K +$19.7K +1,936 +2%
ICAS
20
Investors Capital Advisory Services
Massachusetts
$909K +$29.7K +2,923 +3%
CI
21
Conning Inc
Connecticut
$899K
AC
22
Addison Capital
Pennsylvania
$827K +$845K +83,140 New
NPC
23
National Planning Corporation
California
$713K -$297K -29,185 -29%
HCM
24
Hollencrest Capital Management
California
$659K +$673K +66,265 New
MA
25
MUFG Americas
New York
$651K -$66.1K -6,500 -9%

PFN Hedge Fund Activity: Q4 2013 in Review

70 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund II (PFN) for Q4 2013, worth a combined $106M — up 11% from $96M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new PFN positions and 7 closed out — a net gain of 11 holders — while 16 added to existing stakes and 21 trimmed.

The largest buyer was Advisors Capital Management, opening a new position worth an estimated $10.4M. The largest seller was Wells Fargo, cutting an estimated $1.27M.

  • 70 institutional investors held PIMCO Income Strategy Fund II (PFN) as of Q4 2013, up from 60 in Q3 2013.
  • Funds reported $106M of PIMCO Income Strategy Fund II stock for Q4 2013, up 11% quarter-over-quarter.
  • 18 funds opened new PIMCO Income Strategy Fund II positions in Q4 2013 and 7 closed out, a net change of +11 holders.
  • The largest PIMCO Income Strategy Fund II buyer in Q4 2013 was Advisors Capital Management, an estimated $10.4M added.
  • The largest PIMCO Income Strategy Fund II seller in Q4 2013 was Wells Fargo, an estimated $1.27M sold.

Based on aggregated 13F filings for Q4 2013.