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PFN

PIMCO Income Strategy Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$9.36M -$1.26M -180,981 -12%
LPL Financial
2
LPL Financial
California
$8.29M -$436K -62,702 -5%
Ameriprise
3
Ameriprise
Minnesota
$8.12M +$465K +66,892 +6%
RCM
4
Rivernorth Capital Management
Florida
$5.84M -$128K -18,359 -2%
Cohen & Steers
5
Cohen & Steers
New York
$5.75M
Morgan Stanley
6
Morgan Stanley
New York
$5.5M -$20.1K -2,882 -0.4%
Invesco
7
Invesco
Georgia
$5.29M +$345K +49,566 +7%
Wells Fargo
8
Wells Fargo
California
$4.55M +$434K +62,422 +11%
SFS
9
Shaker Financial Services
Virginia
$3.34M +$619K +88,921 +24%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.52M -$166K -23,854 -6%
Raymond James Financial
11
Raymond James Financial
Florida
$2.26M +$95.3K +13,694 +5%
Bank of America
12
Bank of America
North Carolina
$2.24M -$603K -86,700 -22%
JWCA
13
J.W. Cole Advisors
Florida
$1.84M +$1.8M +258,574 New
CA
14
CoreCap Advisors
Michigan
$1.75M -$5.39K -775 -0.3%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$1.6M +$1.38M +197,789 +761%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$1.52M +$97.2K +13,964 +7%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.49M +$298K +42,842 +26%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$1.41M +$540K +77,639 +65%
HKAM
19
Horizon Kinetics Asset Management
New York
$1.37M
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.3M -$24.4K -3,510 -2%
UBS Group
21
UBS Group
Switzerland
$1.25M +$645K +92,752 +112%
SW
22
Simplicity Wealth
New Jersey
$1.22M +$633K +90,959 +113%
CIA
23
Concurrent Investment Advisors
Florida
$1.16M -$967K -138,900 -46%
PTC
24
Private Trust Company
Ohio
$1.13M -$110K -15,750 -9%
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$1.09M +$111K +16,000 +12%