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PFN

PIMCO Income Strategy Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Cohen & Steers
1
Cohen & Steers
New York
$12.8M -$65.8K -7,131 -0.5%
HK
2
Horizon Kinetics
New York
$12M -$1.36M -147,431 -10%
GC
3
Guggenheim Capital
Illinois
$11.5M -$2.73M -295,960 -19%
Invesco
4
Invesco
Georgia
$7.61M +$7.95M +860,879 New
SIA
5
Sit Investment Associates
Minnesota
$6.86M +$7.16M +775,928 New
FFA
6
First Foundation Advisors
California
$5.88M +$362K +39,203 +6%
SFS
7
Shaker Financial Services
Virginia
$3.25M +$2.53M +273,600 +293%
GWM
8
Graybill Wealth Management
Illinois
$2.36M +$19.4K +2,105 +0.8%
PP
9
Prudential plc
United Kingdom
$2.36M
RCM
10
Rivernorth Capital Management
Florida
$1.98M +$1.29M +139,822 +166%
MIG
11
Mariner Investment Group
New York
$1.73M +$1.8M +195,086 New
UBS Group
12
UBS Group
Switzerland
$1.54M -$73.5K -7,959 -4%
Morgan Stanley
13
Morgan Stanley
New York
$1.51M -$633K -68,578 -29%
COLIM
14
City of London Investment Management
United Kingdom
$1.44M +$1.51M +163,893 New
Bank of America
15
Bank of America
North Carolina
$1.34M -$321K -34,812 -19%
ACM
16
Avalon Capital Management
California
$1.33M -$1.34M -145,523 -49%
LPL Financial
17
LPL Financial
California
$1.31M +$111K +12,009 +9%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$1.12M +$549K +59,500 +89%
BRWA
19
B. Riley Wealth Advisors
Florida
$1.1M +$949K +102,859 +480%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$938K +$19.2K +2,082 +2%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$845K -$65.4K -7,085 -7%
PA
22
Pinnacle Associates
New York
$796K -$28.4K -3,082 -3%
Wells Fargo
23
Wells Fargo
California
$773K -$5.73K -621 -0.7%
CI
24
Conning Inc
Connecticut
$752K
DA
25
Doliver Advisors
Texas
$732K +$263K +28,542 +53%