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PFN

PIMCO Income Strategy Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$19.9M +$5.03M +468,204 +35%
HK
2
Horizon Kinetics
New York
$18.1M +$737K +68,639 +4%
RCM
3
Rivernorth Capital Management
Florida
$14.5M -$1.14M -106,244 -8%
Cohen & Steers
4
Cohen & Steers
New York
$12.2M +$1.09M +101,865 +10%
Invesco
5
Invesco
Georgia
$6.44M
FFA
6
First Foundation Advisors
California
$5.58M -$258K -24,044 -5%
U
7
UBS
Switzerland
$5.17M +$2.21M +205,867 +79%
Morgan Stanley
8
Morgan Stanley
New York
$3.06M -$330K -30,742 -10%
PP
9
Prudential plc
United Kingdom
$2.95M
Bank of America
10
Bank of America
North Carolina
$2.73M +$270K +25,108 +11%
LPL Financial
11
LPL Financial
California
$2.12M +$41.3K +3,840 +2%
CCM
12
Coe Capital Management
Illinois
$1.9M +$51K +4,747 +3%
SIA
13
Sit Investment Associates
Minnesota
$1.75M +$120K +11,200 +8%
SFS
14
Shaker Financial Services
Virginia
$1.73M -$918K -85,493 -35%
BRWA
15
B. Riley Wealth Advisors
Florida
$1.47M +$1.45M +134,706 +106%
Wells Fargo
16
Wells Fargo
California
$1.34M -$87K -8,102 -6%
CI
17
Conning Inc
Connecticut
$1M
AC
18
Addison Capital
Pennsylvania
$899K -$11K -1,026 -1%
B
19
Baird
Wisconsin
$873K +$352K +32,781 +71%
IMS
20
Index Management Solutions
Pennsylvania
$755K +$360K +33,556 +97%
NPC
21
National Planning Corporation
California
$727K -$38.2K -3,552 -5%
Citigroup
22
Citigroup
New York
$713K -$1.05M -97,609 -60%
HCM
23
Hollencrest Capital Management
California
$697K
KFS
24
KMS Financial Services
Washington
$677K -$95.4K -8,881 -13%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$659K -$146K -13,556 -19%