|
1
|
Horizon Kinetics
New York
|
$14.4M
|
+$160K
|
+15,771
|
+1%
|
|
|
2
|
Guggenheim Capital
Chicago,
Illinois
|
$14M
|
+$5.61M
|
+553,566
|
+67%
|
|
|
3
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$12.7M
|
-$1.03M
|
-101,586
|
-8%
|
|
|
4
|
|
$9.07M
|
+$1.46M
|
+143,804
|
+19%
|
|
|
5
|
First Foundation Advisors
Irvine,
California
|
$6.38M
|
-$76.1K
|
-7,511
|
-1%
|
|
|
6
|
LPL Financial
San Diego,
California
|
$4.08M
|
+$116K
|
+11,472
|
+3%
|
|
|
7
|
|
$3.98M
|
–
|
–
|
–
|
|
|
8
|
Wells Fargo
San Francisco,
California
|
$3.75M
|
+$42.3K
|
+4,175
|
+1%
|
|
|
9
|
|
$3.06M
|
-$1.13M
|
-111,987
|
-27%
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$2.94M
|
+$85.4K
|
+8,425
|
+3%
|
|
|
11
|
Prudential plc
London, England,
United Kingdom
|
$2.72M
|
–
|
–
|
–
|
|
|
12
|
|
$1.93M
|
-$120K
|
-11,839
|
-6%
|
|
|
13
|
|
$1.79M
|
-$210K
|
-20,742
|
-11%
|
|
|
14
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
$1.42M
|
+$76.3K
|
+7,533
|
+6%
|
|
|
15
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$1.22M
|
-$126K
|
-12,393
|
-9%
|
|
|
16
|
National Planning Corporation
El Segundo,
California
|
$1.03M
|
+$164K
|
+16,155
|
+19%
|
|
|
17
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$942K
|
+$374K
|
+36,897
|
+67%
|
|
|
18
|
Conning Inc
Hartford,
Connecticut
|
$922K
|
–
|
–
|
–
|
|
|
19
|
Investors Capital Advisory Services
Lynnfield,
Massachusetts
|
$902K
|
+$67.6K
|
+6,671
|
+8%
|
|
|
20
|
Creative Planning
Overland Park,
Kansas
|
$816K
|
-$18.7K
|
-1,850
|
-2%
|
|
|
21
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
$790K
|
+$785K
|
+77,440
|
New
|
|
|
22
|
|
$734K
|
-$40K
|
-3,950
|
-5%
|
|
|
23
|
First Allied Advisory Services
San Diego,
California
|
$689K
|
-$11.8K
|
-1,167
|
-2%
|
|
|
24
|
|
$554K
|
+$551K
|
+54,361
|
New
|
|
|
25
|
KMS Financial Services
Seattle,
Washington
|
$547K
|
+$155K
|
+15,252
|
+40%
|
|
