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PFN

PIMCO Income Strategy Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$15.6M +$2.29M +226,885 +17%
HK
2
Horizon Kinetics
New York
$14.8M -$1.68M -166,132 -10%
Cohen & Steers
3
Cohen & Steers
New York
$14.4M +$75.4K +7,464 +0.5%
Invesco
4
Invesco
Georgia
$8.31M
FFA
5
First Foundation Advisors
California
$6.15M +$185K +18,281 +3%
ACM
6
Avalon Capital Management
California
$2.91M +$2.99M +296,114 New
PP
7
Prudential plc
United Kingdom
$2.62M
GWM
8
Graybill Wealth Management
Illinois
$2.61M -$11.4K -1,125 -0.4%
Morgan Stanley
9
Morgan Stanley
New York
$2.36M -$155K -15,376 -6%
Bank of America
10
Bank of America
North Carolina
$1.83M -$99.1K -9,816 -5%
UBS Group
11
UBS Group
Switzerland
$1.79M +$121K +12,023 +7%
LPL Financial
12
LPL Financial
California
$1.33M -$177K -17,504 -11%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$1.02M +$133K +13,173 +15%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.01M +$182K +18,045 +21%
SFS
15
Shaker Financial Services
Virginia
$919K +$465K +46,012 +97%
PA
16
Pinnacle Associates
New York
$915K +$93.9K +9,294 +11%
Wells Fargo
17
Wells Fargo
California
$866K -$32.7K -3,233 -4%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$861K +$512K +50,715 +138%
CI
19
Conning Inc
Connecticut
$836K -$53.9K -5,333 -6%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$835K +$327K +32,419 +62%
RCM
21
Rivernorth Capital Management
Florida
$827K -$3.98M -394,332 -82%
Citigroup
22
Citigroup
New York
$771K -$22.7K -2,250 -3%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$656K +$25.2K +2,500 +4%
FAAS
24
First Allied Advisory Services
California
$642K -$55.2K -5,461 -8%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$629K +$397K +39,357 +160%