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PFN

PIMCO Income Strategy Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$20.4M
GC
2
Guggenheim Capital
Illinois
$13.5M +$543K +72,232 +4%
LPL Financial
3
LPL Financial
California
$8.59M +$222K +29,534 +3%
EWA
4
EverSource Wealth Advisors
Alabama
$7.55M +$963K +128,030 +15%
Cohen & Steers
5
Cohen & Steers
New York
$6.08M
Ameriprise
6
Ameriprise
Minnesota
$5.14M +$1.53M +203,670 +43%
Invesco
7
Invesco
Georgia
$4.85M +$26.7K +3,552 +0.6%
Raymond James Financial
8
Raymond James Financial
Florida
$3.45M -$40.3K -5,361 -1%
Morgan Stanley
9
Morgan Stanley
New York
$3.34M -$506K -67,259 -13%
CPRC
10
Consolidated Portfolio Review Corp
New York
$2.78M +$44.3K +5,888 +2%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$2.74M -$617K -82,112 -18%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$2.68M -$119K -15,813 -4%
NWMP
13
Noble Wealth Management PBC
Colorado
$2.43M -$71.3K -9,482 -3%
Wells Fargo
14
Wells Fargo
California
$2.31M +$217K +28,898 +10%
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$2.3M -$1.48M -196,579 -39%
Osaic Holdings
16
Osaic Holdings
Arizona
$2.17M +$1.6M +212,991 +282%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$2.06M -$17.7K -2,354 -0.9%
HKAM
18
Horizon Kinetics Asset Management
New York
$1.94M
JWCA
19
J.W. Cole Advisors
Florida
$1.87M +$699K +92,960 +60%
CA
20
CoreCap Advisors
Michigan
$1.74M +$363K +48,215 +26%
PTC
21
Private Trust Company
Ohio
$1.48M +$71.4K +9,491 +5%
Thrivent Financial for Lutherans
22
Thrivent Financial for Lutherans
Minnesota
$875K +$128K +17,000 +17%
SWP
23
Stratos Wealth Partners
Ohio
$860K -$79.8K -10,611 -9%
CF
24
Centaurus Financial
California
$803K +$706K +93,895 +747%
HIP
25
HUB Investment Partners
Texas
$762K +$79.8K +10,610 +12%