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PFN

PIMCO Income Strategy Fund II
PFN

Name Holding Trade Value Shares
Change 		Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$20M +$3.75M +513,824 +24%
GC
2
Guggenheim Capital
Illinois
$10.8M +$1.97M +270,453 +24%
LPL Financial
3
LPL Financial
California
$8.59M +$491K +67,329 +6%
EWA
4
EverSource Wealth Advisors
Alabama
$6.3M +$207K +28,427 +4%
Cohen & Steers
5
Cohen & Steers
New York
$5.95M +$620K +85,000 +12%
Invesco
6
Invesco
Georgia
$4.62M +$376K +51,475 +9%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$3.75M +$19.3K +2,651 +0.5%
Ameriprise
8
Ameriprise
Minnesota
$3.5M +$472K +64,705 +16%
Morgan Stanley
9
Morgan Stanley
New York
$3.14M +$294K +40,249 +11%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$3.04M +$100K +13,706 +4%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$2.78M +$360K +49,388 +16%
CPRC
12
Consolidated Portfolio Review Corp
New York
$2.66M -$20.8K -2,846 -0.8%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$2.59M -$34.9K -4,783 -1%
RJA
14
Raymond James & Associates
Florida
$2.58M +$369K +50,623 +18%
HKAM
15
Horizon Kinetics Asset Management
New York
$2.48M +$360K +49,293 +18%
Wells Fargo
16
Wells Fargo
California
$1.59M -$956K -131,020 -39%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.4M +$1M +137,248 +296%
PTC
18
Private Trust Company
Ohio
$1.38M +$547K +75,020 +70%
CA
19
CoreCap Advisors
Michigan
$1.32M +$18.6K +2,550 +1%
Bank of America
20
Bank of America
North Carolina
$853K +$15 +2 +0%
UBS Group
21
UBS Group
Switzerland
$848K -$7.53K -1,032 -0.9%
JWCA
22
J.W. Cole Advisors
Florida
$805K +$447K +61,283 +138%
SWP
23
Stratos Wealth Partners
Ohio
$778K +$145K +19,929 +24%
Stifel Financial
24
Stifel Financial
Missouri
$720K +$130K +17,773 +23%
SF
25
Synovus Financial
Georgia
$718K +$286K +39,262 +71%
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