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PFN

PIMCO Income Strategy Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
HK
1
Horizon Kinetics
New York
$14.7M +$15.7M +1,396,678 New
RCM
2
Rivernorth Capital Management
Florida
$14.2M +$15.1M +1,346,991 New
ACM
3
Advisors Capital Management
New Jersey
$10.6M +$11.3M +1,007,170 New
GC
4
Guggenheim Capital
Illinois
$8.63M +$9.22M +820,650 New
Cohen & Steers
5
Cohen & Steers
New York
$7.84M +$8.38M +745,600 New
FFA
6
First Foundation Advisors
California
$6.66M +$7.12M +633,306 New
Invesco
7
Invesco
Georgia
$4.44M
Morgan Stanley
8
Morgan Stanley
New York
$4.34M +$4.63M +412,317 New
LPL Financial
9
LPL Financial
California
$4.11M +$4.39M +390,782 New
Wells Fargo
10
Wells Fargo
California
$3.82M +$4.08M +363,095 New
Bank of America
11
Bank of America
North Carolina
$2.94M +$3.15M +279,927 New
PP
12
Prudential plc
United Kingdom
$2.81M +$3M +266,666 New
U
13
UBS
Switzerland
$2.12M +$2.26M +201,236 New
Citigroup
14
Citigroup
New York
$2.07M +$2.21M +196,453 New
BRWA
15
B. Riley Wealth Advisors
Florida
$1.39M +$1.48M +131,634 New
SIA
16
Sit Investment Associates
Minnesota
$1.38M +$1.48M +131,575 New
CI
17
Conning Inc
Connecticut
$951K +$1.02M +90,399 New
NPC
18
National Planning Corporation
California
$891K +$950K +84,511 New
Creative Planning
19
Creative Planning
Kansas
$861K +$920K +81,850 New
ICAS
20
Investors Capital Advisory Services
Massachusetts
$860K +$920K +81,867 New
MA
21
MUFG Americas
New York
$798K +$853K +75,890 New
FAAS
22
First Allied Advisory Services
California
$723K +$774K +68,915 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$583K +$623K +55,420 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$494K +$527K +46,918 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$447K +$478K +42,536 New