National Planning Corporation’s PIMCO Income Strategy Fund II PFN Stock Holding History

National Planning Corporation’s Portfolio PFN Stock Details PFN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-25,471	Closed	-$273K	–	448
2017 Q3	$273K	Buy	25,471 +24	+0.1%	+$254	0.02%	549
2017 Q2	$268K	Buy	25,447 +9,818	+63%	+$102K	0.02%	589
2017 Q1	$159K	Sell	15,629 -2,420	-13%	-$23.8K	0.01%	663
2016 Q4	$178K	Sell	18,049 -218,410	-92%	-$2.02M	0.01%	640
2016 Q3	$2.19M	Sell	236,459 -3,937	-2%	-$37K	0.17%	123
2016 Q2	$2.23M	Buy	240,396 +144,082	+150%	+$1.29M	0.17%	126
2016 Q1	$869K	Buy	96,314 +45,360	+89%	+$380K	0.08%	252
2015 Q4	$424K	Buy	50,954 +28,299	+125%	+$255K	0.03%	449
2015 Q3	$212K	Buy	22,655 +3,180	+16%	+$29.4K	0.02%	548
2015 Q2	$178K	Sell	19,475 -15,739	-45%	-$159K	0.02%	592
2015 Q1	$361K	Sell	35,214 -25,022	-42%	-$254K	0.03%	444
2014 Q4	$598K	Sell	60,236 -324	-0.5%	-$3.39K	0.04%	353
2014 Q3	$640K	Sell	60,560 -5,177	-8%	-$55.9K	0.05%	339
2014 Q2	$727K	Sell	65,737 -3,552	-5%	-$38.2K	0.06%	311
2014 Q1	$716K	Sell	69,289 -2,192	-3%	-$22.6K	0.06%	295
2013 Q4	$713K	Sell	71,481 -29,185	-29%	-$297K	0.06%	291
2013 Q3	$1.03M	Buy	100,666 +16,155	+19%	+$164K	0.1%	213
2013 Q2	$891K	Buy	+84,511	New	+$950K	0.11%	194

Other funds holding PFN

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

GWM

Graybill Wealth Management Elmhurst, Illinois $328M AUM 21.42% 1-Year Est. Return

National Planning Corporation's PFN Position: Q4 2017 in Review

National Planning Corporation sold out of PIMCO Income Strategy Fund II (PFN) in Q4 2017, closing a stake of 25,471 shares — an estimated $273K sold.

National Planning Corporation first reported a position in PFN in Q2 2013 and held it in 18 quarters. The position peaked at $2.23M in Q2 2016. 77 funds tracked by Wall St. Rank hold PFN as of Q4 2017.

National Planning Corporation reported no remaining PIMCO Income Strategy Fund II position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 25,471 PIMCO Income Strategy Fund II shares in Q4 2017, an estimated $273K.
National Planning Corporation first reported a position in PIMCO Income Strategy Fund II in Q2 2013 and held it in 18 quarters.
National Planning Corporation's PIMCO Income Strategy Fund II position peaked at $2.23M in Q2 2016.
77 funds tracked by Wall St. Rank held PIMCO Income Strategy Fund II as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.