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PFN

PIMCO Income Strategy Fund II

72 hedge funds and large institutions have $111M invested in PIMCO Income Strategy Fund II in 2014 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 21 increasing their positions, 20 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 11

5% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 20

0.69% more ownership

Funds ownership: 17.61%18.3% (+0.69%)

5% less capital invested

Capital invested by funds: $117M → $111M (-$5.57M)

4% less funds holding

Funds holding: 7572 (-3)

Holders
72
Holders Change
-3
Holders Change %
-4%
% of All Funds
1.92%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
21
Reduced
20
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$18.7M +$767K +73,393 +4%
HK
2
Horizon Kinetics
New York
$16.9M -$25.7K -2,455 -0.1%
Cohen & Steers
3
Cohen & Steers
New York
$13M +$2.25M +214,766 +19%
RCM
4
Rivernorth Capital Management
Florida
$11M -$731K -69,860 -6%
Invesco
5
Invesco
Georgia
$8.41M
AAMU
6
Amundi Asset Management US
Massachusetts
$4.93M +$5.26M +502,828 New
FFA
7
First Foundation Advisors
California
$4.79M -$204K -19,550 -4%
PP
8
Prudential plc
United Kingdom
$2.62M
GWM
9
Graybill Wealth Management
Illinois
$2.59M +$2.46K +235 +0.1%
Morgan Stanley
10
Morgan Stanley
New York
$2.54M -$748K -71,519 -22%
Bank of America
11
Bank of America
North Carolina
$2.43M +$77.4K +7,401 +3%
SFS
12
Shaker Financial Services
Virginia
$2.02M +$462K +44,148 +27%
UBS Group
13
UBS Group
Switzerland
$1.74M +$1.85M +177,312 New
LPL Financial
14
LPL Financial
California
$1.58M -$223K -21,330 -12%
Wells Fargo
15
Wells Fargo
California
$1.05M -$14.4K -1,380 -1%
IMS
16
Index Management Solutions
Pennsylvania
$969K +$184K +17,629 +22%
CI
17
Conning Inc
Connecticut
$887K
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$862K +$325K +31,115 +55%
Citigroup
19
Citigroup
New York
$792K -$2.8K -268 -0.3%
AC
20
Addison Capital
Pennsylvania
$781K -$8.24K -788 -1%
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$728K +$724K +69,256 +1,385%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$705K +$579K +55,321 +334%
FAAS
23
First Allied Advisory Services
California
$624K +$154K +14,763 +31%
SG Americas Securities
24
SG Americas Securities
New York
$605K +$645K +61,658 New
HCM
25
Hollencrest Capital Management
California
$601K -$17.7K -1,691 -3%

PFN Hedge Fund Activity: Q4 2014 in Review

72 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund II (PFN) for Q4 2014, worth a combined $111M — down 4.8% from $117M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new PFN positions and 11 closed out — a net gain of 1 holder — while 21 added to existing stakes and 20 trimmed.

The largest buyer was Amundi Asset Management US, opening a new position worth an estimated $5.26M. The largest seller was Coe Capital Management, exiting entirely with an estimated $2M sold.

  • 72 institutional investors held PIMCO Income Strategy Fund II (PFN) as of Q4 2014, down from 75 in Q3 2014.
  • Funds reported $111M of PIMCO Income Strategy Fund II stock for Q4 2014, down 4.8% quarter-over-quarter.
  • 12 funds opened new PIMCO Income Strategy Fund II positions in Q4 2014 and 11 closed out, a net change of +1 holder.
  • The largest PIMCO Income Strategy Fund II buyer in Q4 2014 was Amundi Asset Management US, an estimated $5.26M added.
  • The largest PIMCO Income Strategy Fund II seller in Q4 2014 was Coe Capital Management, an estimated $2M sold.

Based on aggregated 13F filings for Q4 2014.