PFN

PIMCO Income Strategy Fund II
PFN

Overview Fund Activity

72 hedge funds and large institutions have $111M invested in PIMCO Income Strategy Fund II in 2014 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 21 increasing their positions, 20 reducing their positions, and 11 closing their positions.

Holders
72
Holders Change
-3
Holders Change %
-4%
% of All Funds
1.92%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
21
Reduced
20
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAMU
1
Amundi Asset Management US
Massachusetts
$4.93M
2
Cohen & Steers
2
Cohen & Steers
New York
$13M
3
UBS Group
3
UBS Group
Switzerland
$1.74M
4
GC
4
Guggenheim Capital
Illinois
$18.7M
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$728K

Top Sellers

1
CCM
1
Coe Capital Management
Illinois
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$2.54M
3
RCM
3
Rivernorth Capital Management
Florida
$11M
4
Goldman Sachs
4
Goldman Sachs
New York
$0
5
AQR Capital Management
5
AQR Capital Management
Connecticut
$0
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$18.7M 1,908,134 +73,393 +4%
HK
2
Horizon Kinetics
New York
$16.9M 1,727,363 -2,455 -0.1%
Cohen & Steers
3
Cohen & Steers
New York
$13M 1,324,984 +214,766 +19%
RCM
4
Rivernorth Capital Management
Florida
$11M 1,121,631 -69,860 -6%
Invesco
5
Invesco
Georgia
– – – –
AAMU
6
Amundi Asset Management US
Massachusetts
$4.93M 502,828 +502,828 New
FFA
7
First Foundation Advisors
California
$4.79M 488,037 -19,550 -4%
PP
8
Prudential plc
United Kingdom
$2.62M 266,666 – –
GWM
9
Graybill Wealth Management
Illinois
$2.59M 264,090 +235 +0.1%
Morgan Stanley
10
Morgan Stanley
New York
$2.54M 258,414 -71,519 -22%
Bank of America
11
Bank of America
North Carolina
$2.43M 248,139 +7,401 +3%
SFS
12
Shaker Financial Services
Virginia
$2.03M 206,444 +44,148 +27%
UBS Group
13
UBS Group
Switzerland
$1.74M 177,312 +177,312 New
LPL Financial
14
LPL Financial
California
$1.58M 161,099 -21,330 -12%
Wells Fargo
15
Wells Fargo
California
$1.05M 107,031 -1,380 -1%
IMS
16
Index Management Solutions
Pennsylvania
$969K 98,785 +17,629 +22%
CI
17
Conning Inc
Connecticut
$887K 90,399 – –
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$862K 87,890 +31,115 +55%
Citigroup
19
Citigroup
New York
$792K 80,695 -268 -0.3%
AC
20
Addison Capital
Pennsylvania
$781K 79,626 -788 -1%
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$728K 74,256 +69,256 +1,385%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$705K 71,870 +55,321 +334%
FAAS
23
First Allied Advisory Services
California
$624K 62,761 +14,763 +31%
SG Americas Securities
24
SG Americas Securities
New York
$605K 61,658 +61,658 New
HCM
25
Hollencrest Capital Management
California
$601K 61,262 -1,691 -3%
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