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PFN

PIMCO Income Strategy Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Cohen & Steers
1
Cohen & Steers
New York
$17.2M +$1.52M +162,099 +10%
SIA
2
Sit Investment Associates
Minnesota
$14.8M -$3.98M -423,604 -21%
HK
3
Horizon Kinetics
New York
$9.11M -$1.85M -197,432 -17%
FFA
4
First Foundation Advisors
California
$8.83M -$1.33M -141,240 -13%
GC
5
Guggenheim Capital
Illinois
$7.4M +$498K +53,048 +7%
Bessemer Group
6
Bessemer Group
New Jersey
$6.94M -$141K -15,000 -2%
Invesco
7
Invesco
Georgia
$6.54M -$1.35M -143,232 -17%
PP
8
Prudential plc
United Kingdom
$3.81M
GWM
9
Graybill Wealth Management
Illinois
$2.52M -$3.62K -385 -0.1%
Morgan Stanley
10
Morgan Stanley
New York
$2.37M +$825K +87,850 +55%
NPC
11
National Planning Corporation
California
$2.19M -$37K -3,937 -2%
PA
12
Pinnacle Associates
New York
$2.04M +$549K +58,386 +37%
LCM
13
Laurion Capital Management
New York
$1.84M +$1.81M +193,014 New
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$1.68M +$99.5K +10,589 +6%
UBS Group
15
UBS Group
Switzerland
$1.38M +$146K +15,536 +12%
LPL Financial
16
LPL Financial
California
$1.25M -$2.48K -264 -0.2%
CSA
17
Cottage Street Advisors
Massachusetts
$1.22M -$19 -2 -0%
BRWA
18
B. Riley Wealth Advisors
Florida
$1.2M +$99.5K +10,592 +9%
AC
19
Addison Capital
Pennsylvania
$1.01M -$7.71K -821 -0.8%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$918K +$905K +96,375 New
CI
21
Conning Inc
Connecticut
$811K
Bank of America
22
Bank of America
North Carolina
$808K -$9.77K -1,040 -1%
Wells Fargo
23
Wells Fargo
California
$719K +$59.1K +6,293 +9%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$709K +$555K +59,074 +386%
SIM
25
Sonora Investment Management
Arizona
$682K -$2.54K -270 -0.4%