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PFN

PIMCO Income Strategy Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
HK
1
Horizon Kinetics
New York
$16.8M -$541K -53,286 -3%
Cohen & Steers
2
Cohen & Steers
New York
$14.6M +$1.3M +128,128 +10%
GC
3
Guggenheim Capital
Illinois
$13.7M -$5.51M -542,908 -28%
Invesco
4
Invesco
Georgia
$8.29M
FFA
5
First Foundation Advisors
California
$6.1M +$1.21M +119,089 +24%
RCM
6
Rivernorth Capital Management
Florida
$4.8M -$6.53M -643,139 -57%
PP
7
Prudential plc
United Kingdom
$2.68M
GWM
8
Graybill Wealth Management
Illinois
$2.67M +$21.9K +2,155 +0.8%
Morgan Stanley
9
Morgan Stanley
New York
$2.56M -$31.4K -3,092 -1%
Bank of America
10
Bank of America
North Carolina
$1.97M -$528K -51,999 -21%
UBS Group
11
UBS Group
Switzerland
$1.7M -$78K -7,681 -4%
LPL Financial
12
LPL Financial
California
$1.54M -$82.7K -8,148 -5%
BRWA
13
B. Riley Wealth Advisors
Florida
$1.32M -$1.04M -102,322 -44%
Wells Fargo
14
Wells Fargo
California
$916K -$160K -15,743 -15%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$912K +$193K +18,968 +26%
CI
16
Conning Inc
Connecticut
$908K
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$850K -$32.8K -3,229 -4%
PA
18
Pinnacle Associates
New York
$842K +$851K +83,831 New
Citigroup
19
Citigroup
New York
$810K
DA
20
Doliver Advisors
Texas
$768K +$335K +32,995 +76%
AC
21
Addison Capital
Pennsylvania
$757K -$43.3K -4,265 -5%
FAAS
22
First Allied Advisory Services
California
$702K +$74K +7,292 +12%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$645K +$414K +40,756 +174%
HCM
24
Hollencrest Capital Management
California
$615K
CNB
25
City National Bank
Delaware
$602K +$609K +60,000 New