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PFN

PIMCO Income Strategy Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$11M +$1.72M +256,844 +20%
LPL Financial
2
LPL Financial
California
$6.86M +$2.17M +324,547 +52%
Invesco
3
Invesco
Georgia
$5.68M +$1.49M +222,918 +40%
EWA
4
EverSource Wealth Advisors
Alabama
$5.24M +$332K +49,498 +7%
Cohen & Steers
5
Cohen & Steers
New York
$5.03M
GC
6
Guggenheim Capital
Illinois
$4.95M +$160K +23,897 +4%
PCM
7
Penserra Capital Management
California
$3.44M +$221K +32,984 +7%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$3.42M +$226K +33,807 +8%
SFS
9
Shaker Financial Services
Virginia
$3.38M +$1.31M +194,937 +73%
Ameriprise
10
Ameriprise
Minnesota
$2.86M -$212K -31,582 -7%
CPRC
11
Consolidated Portfolio Review Corp
New York
$2.73M +$77.8K +11,618 +3%
Morgan Stanley
12
Morgan Stanley
New York
$2.29M -$74.5K -11,125 -3%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$2.21M -$968K -144,494 -32%
HKAM
14
Horizon Kinetics Asset Management
New York
$2.02M
Wells Fargo
15
Wells Fargo
California
$2.01M +$1.8M +269,163 +3,051%
RJA
16
Raymond James & Associates
Florida
$1.79M -$34.9K -5,216 -2%
MC
17
Moors & Cabot
Massachusetts
$811K +$596K +89,000 +384%
Bank of America
18
Bank of America
North Carolina
$807K -$36.1K -5,389 -5%
NA
19
NewEdge Advisors
Louisiana
$757K +$81.7K +12,200 +13%
UBS Group
20
UBS Group
Switzerland
$726K -$33K -4,926 -5%
SF
21
Synovus Financial
Georgia
$725K -$682K -101,884 -50%
HIP
22
HUB Investment Partners
Texas
$721K +$11.7K +1,752 +2%
PTC
23
Private Trust Company
Ohio
$675K
CA
24
CoreCap Advisors
Michigan
$624K +$40.2K +5,995 +7%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$606K -$29.5K -4,411 -5%