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PFN

PIMCO Income Strategy Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$7.72M +$8.05M +1,077,061 New
PCM
2
Penserra Capital Management
California
$7.54M +$1.47M +196,251 +23%
Cohen & Steers
3
Cohen & Steers
New York
$4.99M
GC
4
Guggenheim Capital
Illinois
$4.25M +$1.81M +242,111 +69%
EWA
5
EverSource Wealth Advisors
Alabama
$4.16M +$4.33M +579,511 New
Invesco
6
Invesco
Georgia
$4.13M +$46.1K +6,165 +1%
LPL Financial
7
LPL Financial
California
$3.56M +$604K +80,792 +19%
Ameriprise
8
Ameriprise
Minnesota
$3.5M -$446K -59,727 -11%
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$3.03M -$27.5K -3,685 -0.9%
Morgan Stanley
10
Morgan Stanley
New York
$2.99M +$38.8K +5,193 +1%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.69M +$66.2K +8,850 +2%
CPRC
12
Consolidated Portfolio Review Corp
New York
$2.57M +$2.68M +358,609 New
HKAM
13
Horizon Kinetics Asset Management
New York
$2.01M -$1.57K -210 -0.1%
SF
14
Synovus Financial
Georgia
$1.66M -$85.3K -11,410 -5%
SWP
15
Stratos Wealth Partners
Ohio
$1.54M -$45.7K -6,115 -3%
SFS
16
Shaker Financial Services
Virginia
$1.18M -$2.15M -287,896 -64%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.18M -$18.4K -2,456 -1%
Bank of America
18
Bank of America
North Carolina
$1.03M -$21.1K -2,816 -2%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$854K +$187K +24,990 +27%
CAN
20
Cetera Advisor Networks
California
$829K +$15K +2,000 +2%
NA
21
NewEdge Advisors
Louisiana
$750K -$10.5K -1,400 -1%
CAC
22
Certified Advisory Corp
Florida
$692K +$149K +19,921 +26%
RJA
23
Raymond James & Associates
Florida
$677K +$197K +26,339 +39%
PTC
24
Private Trust Company
Ohio
$670K
UBS Group
25
UBS Group
Switzerland
$653K +$69.3K +9,277 +11%