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PFN

PIMCO Income Strategy Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$10.3M -$1.55M -214,395 -13%
LPL Financial
2
LPL Financial
California
$8.45M -$643K -88,861 -7%
Ameriprise
3
Ameriprise
Minnesota
$7.38M -$135K -18,724 -2%
RCM
4
Rivernorth Capital Management
Florida
$5.77M +$250K +34,573 +4%
Cohen & Steers
5
Cohen & Steers
New York
$5.55M
Morgan Stanley
6
Morgan Stanley
New York
$5.33M -$234K -32,335 -4%
Invesco
7
Invesco
Georgia
$4.77M +$130K +17,935 +3%
Wells Fargo
8
Wells Fargo
California
$3.97M -$1.49M -206,003 -26%
Bank of America
9
Bank of America
North Carolina
$2.76M +$2.05M +283,970 +243%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.6M +$2.19M +303,031 +404%
SFS
11
Shaker Financial Services
Virginia
$2.6M +$1.95M +269,830 +255%
Raymond James Financial
12
Raymond James Financial
Florida
$2.09M +$693K +95,752 +46%
CIA
13
Concurrent Investment Advisors
Florida
$2.08M -$72.3K -10,000 -3%
CA
14
CoreCap Advisors
Michigan
$1.7M +$18.5K +2,555 +1%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$1.37M +$66.2K +9,154 +5%
HKAM
16
Horizon Kinetics Asset Management
New York
$1.32M
Jane Street
17
Jane Street
New York
$1.29M +$794K +109,718 +142%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.28M -$26.7K -3,687 -2%
PTC
19
Private Trust Company
Ohio
$1.2M -$138K -19,074 -10%
Osaic Holdings
20
Osaic Holdings
Arizona
$1.15M +$110K +15,157 +10%
Thrivent Financial for Lutherans
21
Thrivent Financial for Lutherans
Minnesota
$943K +$152K +21,000 +18%
WA
22
Whipplewood Advisors
Colorado
$939K +$16.9K +2,339 +2%
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$874K -$48.5K -6,699 -5%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$824K +$408K +56,349 +89%
SWP
25
Stratos Wealth Partners
Ohio
$822K +$128K +17,672 +17%